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Fca Compliance Advisor jobs in Altrincham

Displaying 1-25 of 32 jobs

fca compliance advisor Altrincham, Trafford (up to 250 miles) £30,001 - £40,000 Clear all

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  2. T&C Supervisor / Compliance Support

    Posted a week ago by Premier Jobs UK

    Quick apply
    Salary:
    £30,000 - £35,000/annum plus comprehensive benefits
    Location:
    Blaby, Leicestershire (75 miles)
    Job Type:
    Permanent

    This T&C Supervisor / Compliance Support job in South Leicester provides opportunity to join a local Financial Services firm. As T&C Supervisor, you will be assisting their Senior Compliance Manager by providing training and competence support to their small team of Independent … more

  3. Mortgage and Protection Advisor

    Posted 5 days ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (60 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

    Apply Now

  4. Protection Advisor

    Posted a week ago by Tall Grass Recruitment

    Salary:
    £30,000 - £40,000/annum Plus Bonus
    Location:
    Bolton, Greater Manchester (13 miles)
    Job Type:
    Permanent

    We are currently seeking a Protection Adviser to join our dynamic team. If you're passionate about providing exceptional customer service and thrive in a vibrant office environment, we want to hear from you. This is an office-based role, and you must be able to commute and have a full UK … more

    Apply Now

  5. Paraplanner

    Posted a week ago by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    Wrexham, Clwyd (35 miles)
    Job Type:
    Permanent

    Provide research and technical support to Advisors. Prepare suitability reports, illustrations, and financial documentation. Ensure all reports comply with FCA guidelines. Collaborate with the wider team to ensure smooth business processing. Stay updated on products and regulatory … more

    Apply Now

  6. Paraplanner

    Posted 08/10/2024 by enable Recruitment

    Salary:
    £40,000 - £50,000/annum
    Location:
    Birmingham (65 miles)
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

    Apply Now

  7. Featured Jobs

    1. Risk & Compliance Manager

      Posted by Brown & Brown

      Featured job
      Birmingham
      Brown & Brown

      Regional Risk and Compliance Manager. Location: England / Wales - Hybrid (Travel c60%. Salary: Negotiable. As a Group we are continuing to invest in giving our businesses the best support possible, to enable further growth and ensure our teams continue to have right tools to do the job. …

      Apply Now
      More Apply Now

  8. Mortgage Broker

    Posted a week ago by Bennett and Game Recruitment LTD

    Remote job
    Salary:
    £40,000 - £50,000/annum 70% Commission - Self Employed
    Location:
    Welling, Kent (168 miles)
    Job Type:
    Permanent

    Bennett & Game are delighted to be representing a highly reputable and growing Mortgage Brokerage, with offices in Welling and London, as they recruit for Self Employed Mortgage Advisors, to join their growing team. Offering up to 70% commission with no deductions, remote working, and full … more

    Apply Now

  9. Mortgage Broker

    Posted 09/10/2024 by Bennett and Game Recruitment LTD

    Remote job
    Salary:
    £40,000 - £50,000/annum 70% Commission - Self Employed
    Location:
    Welling, Kent (168 miles)
    Job Type:
    Permanent

    Bennett & Game are delighted to be representing a highly reputable and growing Mortgage Brokerage, with offices in Welling and London, as they recruit for Self Employed Mortgage Advisors, to join their growing team. Offering up to 70% commission with no deductions, remote working, and full … more

    Apply Now

  10. Financial Services Administrator

    Posted 2 weeks ago by Tate

    Remote job
    Salary:
    £28,000 - £31,000/annum
    Location:
    Stansted, Essex (148 miles)
    Job Type:
    Permanent

    A Wealth Management firm based in Stansted is seeking an experienced Financial Services Administrator, paying up to £31,000 plus great benefits, to support their team of advisers and client managers. This is a really great opportunity for a candidate who comes from a financial background to … more

    Apply Now

  11. IFA Administrator

    Posted 6 days ago by Tate

    Remote job
    Salary:
    £28,000 - £31,000/annum
    Location:
    City of London, London (160 miles)
    Job Type:
    Permanent

    A Wealth Management firm based in Stansted is seeking an experienced IFA Administrator, paying up to £31,000 plus great benefits, to support their team of advisers and client managers. This is a really great opportunity for a candidate who comes from a financial background to work in a firm … more

    Apply Now

  12. Protection Advisor

    Posted 08/10/2024 by Hawk Brown Recruitment

    Salary:
    £30,000 - £34,000/annum
    Location:
    Farnborough, Hampshire (159 miles)
    Job Type:
    Permanent

    My client is seeking an experienced Advisor to provide professional protection advice and guidance following the Wealth Management sales process and within regulatory guidelines. To advise and arrange personal and business protection related products obtaining a full analysis of the clients … more

    Apply Now

  13. Aftersales Advisor

    Posted 04/10/2024 by V3 Recruitment

    Salary:
    £27,000 - £34,600/annum
    Location:
    SO30, Hedge End, Hampshire (175 miles)
    Job Type:
    Permanent

    We are now seeking talented Service Advisor to join our successful Aftersales team in Hedge End. The main objective of the role is to maximise service profitability through the use of professional sales techniques. Key Objectives of the role. Maximise customer awareness of all available … more

    Apply Now

  14. Mortgage and Protection Supervisor

    Posted 5 days ago by James Frank Associates

    Quick apply
    Salary:
    £35,000 - £40,000/annum
    Location:
    West Malling, Kent (185 miles)
    Job Type:
    Permanent

    Due to company growth our client is looking to add a Mortgage and Protection Supervisor to the business, where you will be responsible for ensuring the highest levels of advice are given to clients, maintaining standards within the business and making sure regulatory and compliance … more

  16. Compliance and Financial Crime Officer

    Posted 11/10/2024 by Ultimate Banking

    Location:
    NG18, Mansfield, Nottinghamshire (50 miles)
    Job Type:
    Permanent

    Our well-established financial services client are at the start of an exciting journey on the transformation agenda and are looking for a Compliance and Financial Crime Officer to join the Risk and Compliance Team. It's safe to say that no day is the same in the Risk and … more

    Apply Now

  17. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (56 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now

  18. Paraplanner

    Posted 03/10/2024 by Templegate recruitment

    Salary:
    £35,000 - £50,000/annum
    Location:
    NE2, Jesmond, Newcastle upon Tyne (114 miles)
    Job Type:
    Permanent

    Recognised as one of the UK's top 100 Independent Financial Advisers, they have helped both clients and the company thrive through a personal approach to financial planning. The Ideal Candidate. The successful candidate will have experience working in the financial services industry, … more

    Apply Now

  19. Compliance Officer

    Posted 6 days ago by Rico Property Finance Ltd (T/A D&R Recruitment)

    Salary:
    £34,000 - £36,000/annum Benefits, Bonus
    Location:
    Manchester, Greater Manchester (7 miles)
    Job Type:
    Permanent

    A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package. Compliance Officer Overview. As … more

    Apply Now

  20. Compliance Assistant

    Posted a week ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £40,000 - £42,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (116 miles)
    Job Type:
    Permanent

    The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Witney, Oxfordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant … more

  21. Training & Competence Supervisor

    Posted 08/10/2024 by North Oak Recruitment

    Salary:
    £30,000 - £35,000/annum + generous bens & parking
    Location:
    LE8, Blaby, Leicestershire (75 miles)
    Job Type:
    Permanent

    The Compliance Department makes sure that all staff comply with internal and external regulations, working with management and staff to identify regulatory risks, and design internal controls to ensure compliance is maintained within the organisation. The T & C Supervisor / … more

    Apply Now

  22. Paraplanner

    Posted 3 days ago by Recruit Wealth Ltd

    Salary:
    £35,000 - £42,000/annum
    Location:
    Wirral, Metropolitan Borough of Wirral (31 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now

  23. Ifa Administrator

    Posted 07/10/2024 by Templegate recruitment

    Salary:
    £27,000 - £32,000/annum
    Location:
    SN13, Corsham, Wiltshire (135 miles)
    Job Type:
    Permanent

    Reports to: Financial Adviser / Practice Manager. Salary: Competitive, dependent on experience. Working Hours: Full-time / Part-time (flexibility available. Job Overview. We are seeking an experienced IFA Administrator to join our dynamic team. The ideal candidate will have experience … more

    Apply Now

  24. Self-Employed IFA

    Posted 10/10/2024 by Uniting People

    Location:
    Minehead, Somerset (158 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  25. Self-employed Independent Financial Advisor

    Posted 10/10/2024 by Uniting People

    Location:
    Taunton, Somerset (167 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  26. Self-employed Independent Financial Adviser

    Posted 10/10/2024 by Uniting People

    Location:
    Barnstaple, Devon (175 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  27. Mortgage Paraplanner

    Posted 03/10/2024 by Your Mortgage Recruiter

    Salary:
    £40,000 - £45,000/annum - Basic Salary, plus Bonuses.
    Location:
    South West London, Greater London (160 miles)
    Job Type:
    Permanent

    This is a great opportunity for either an established Mortgage Paraplanner, for an experienced Mortgage Administrator who is keen to work within a more technical position or possibly for an experienced Mortgage Advisor/Broker who is now keen to move away from an advice based role but that … more

    Apply Now

  28. Financial Adviser - Office Based

    Posted 11/10/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (74 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now

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