Fca Compliance Advisor jobs in Altrincham

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  1. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (25 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

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  2. Mortgage and Protection Advisor

    Posted 5 days ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (60 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

    Apply Now
  3. Employment Lawyer

    Posted a week ago by The Portfolio Group

    Salary:
    £50,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (8 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

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  4. In-House Employment Solicitor

    Posted a week ago by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (8 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  5. Paraplanner

    Posted a week ago by enable Recruitment

    Salary:
    £35,000 - £45,000/annum
    Location:
    Liverpool (26 miles)
    Job Type:
    Permanent

    Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more

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  6. Paraplanner

    Posted 4 days ago by enable Recruitment

    Salary:
    £40,000 - £50,000/annum
    Location:
    Birmingham (65 miles)
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

    Apply Now
  7. Paraplanner

    Posted 18/09/2024 by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    LA12, Ulverston, Cumbria (63 miles)
    Job Type:
    Permanent

    Support Financial Advisors by researching financial products and preparing detailed suitability reports. Conduct cash flow modelling and inheritance tax (IHT) calculations. Ensure that all reports and recommendations adhere to compliance standards (FCA). Maintain and … more

    Apply Now
  8. Rural Client Executive

    Posted 25/09/2024 by Jonathan Lee Recruitment Ltd

    Location:
    Malton (89 miles)
    Job Type:
    Permanent

    Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more

    Apply Now
  9. Head of Mortgage Servicing

    Posted 17/09/2024 by James Frank Associates

    Quick apply
    Location:
    West Malling, Kent (185 miles)
    Job Type:
    Permanent

    Due to internal developments within the business our client is looking to add a Head of Mortgage Servicing to their team, where you will be responsible for overseeing the daily operations of the Servicing team whilst ensuring compliance within industry standards, whilst ensuring all work is … more

  10. Mortgage Broker

    Posted 3 days ago by Bennett and Game Recruitment LTD

    Remote job
    Salary:
    £40,000 - £50,000/annum 70% Commission - Self Employed
    Location:
    Welling, Kent (168 miles)
    Job Type:
    Permanent

    Bennett & Game are delighted to be representing a highly reputable and growing Mortgage Brokerage, with offices in Welling and London, as they recruit for Self Employed Mortgage Advisors, to join their growing team. Offering up to 70% commission with no deductions, remote working, and full … more

    Apply Now
  11. T&C Manager

    Posted a week ago by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (64 miles)
    Job Type:
    Permanent

    As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more

    Apply Now
  12. Compliance and Financial Crime Officer

    Posted yesterday by Ultimate Banking

    Location:
    NG18, Mansfield, Nottinghamshire (50 miles)
    Job Type:
    Permanent

    Our well-established financial services client are at the start of an exciting journey on the transformation agenda and are looking for a Compliance and Financial Crime Officer to join the Risk and Compliance Team. It's safe to say that no day is the same in the Risk and more

    Apply Now
  13. Paraplanner

    Posted 19/09/2024 by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (56 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now
  14. Paraplanner

    Posted a week ago by Templegate recruitment

    Salary:
    £35,000 - £50,000/annum
    Location:
    NE2, Jesmond, Newcastle upon Tyne (114 miles)
    Job Type:
    Permanent

    Recognised as one of the UK's top 100 Independent Financial Advisers, they have helped both clients and the company thrive through a personal approach to financial planning. The Ideal Candidate. The successful candidate will have experience working in the financial services industry, … more

    Apply Now
  15. Paraplanner

    Posted 27/09/2024 by Tate

    Salary:
    £45,000 - £50,000/annum Plus discretionary bonus & benefits
    Location:
    Bishop's Stortford, Hertfordshire (147 miles)
    Job Type:
    Permanent

    Work with advisers, relationship managers and when required, independently, to construct and develop wealth planning strategies for business owners and wealthy individuals and families, covering a range of complexity. Ensure the strategies are documented in Wealth Proposals and … more

    Apply Now
  16. Paraplanner

    Posted a week ago by Recruit Wealth Ltd

    Salary:
    £40,000 - £44,000/annum
    Location:
    Newcastle upon Tyne, Tyne & Wear (113 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now
  17. Paraplanner

    Posted a week ago by Recruit Wealth Ltd

    Salary:
    £35,000 - £44,000/annum
    Location:
    CF72, Talbot Green, Rhondda Cynon Taf (135 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now
  18. Self-Employed IFA

    Posted 2 days ago by Uniting People

    Location:
    Minehead, Somerset (158 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  19. Self-employed Independent Financial Advisor

    Posted 2 days ago by Uniting People

    Location:
    Taunton, Somerset (167 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  20. Self-employed Independent Financial Adviser

    Posted 2 days ago by Uniting People

    Location:
    Barnstaple, Devon (175 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  21. Mortgage Paraplanner

    Posted a week ago by Your Mortgage Recruiter

    Salary:
    £40,000 - £45,000/annum - Basic Salary, plus Bonuses.
    Location:
    South West London, Greater London (160 miles)
    Job Type:
    Permanent

    This is a great opportunity for either an established Mortgage Paraplanner, for an experienced Mortgage Administrator who is keen to work within a more technical position or possibly for an experienced Mortgage Advisor/Broker who is now keen to move away from an advice based role but that … more

    Apply Now
  22. Compliance Officer

    Posted 3 days ago by Recruit Wealth Ltd

    Salary:
    £45,000 - £55,000/annum
    Location:
    Harpenden, Hertfordshire (136 miles)
    Job Type:
    Permanent

    Recruit Wealth are delighted to be representing one of our very best Financial Planning clients in Hertfordshire for a Compliance Officer, to oversee compliance, T&C and AML, whilst working closely with the senior leadership team. Overview of the opportunity. To support the SMF16 … more

    Apply Now
  23. Compliance Associate

    Posted a week ago by Anonymous

    Salary:
    £45,000 - £55,000/annum
    Location:
    London (160 miles)
    Job Type:
    Permanent

    Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more

    Apply Now
  24. Risk and Compliance Analyst

    Posted a week ago by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    BL7, Egerton, Borough of Bolton (16 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

    Apply Now
  25. Communications Executive

    Posted 3 days ago by PIB Employee Benefits

    Location:
    Gloucester (105 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now

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