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Permanent Fca Compliance Advisor jobs

Displaying 1-16 of 16 jobs

fca compliance advisor £101 - £200 per day Permanent Clear all

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  2. Senior Compliance Officer

    Posted a week ago by Page Personnel

    Remote job
    Salary:
    £40,000 - £48,000/annum
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    A reputable investment firm in Leeds is recruiting for a Senior Compliance Officer on an 18 month fixed term basis. Client Details. Based in central Leeds, this is an impressive financial services organisation growing through some exciting growth. They can boast of a great culture which … more

    Apply Now

  3. Compliance Officer

    Posted yesterday by Barlow Wood Ltd

    Salary:
    £26,000 - £30,000/annum
    Location:
    Alderley Edge, Cheshire East (51 miles)
    Job Type:
    Permanent

    COMPLIANCE OFFICER. ALDERLEY EDGE. UP TO £30, 000 doe. Our client is seeking to add to their Compliance team and keen to speak with individuals who have previous experience gained in the UK Financial Services sector (this is an essential requirement). You will be responsible for … more

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  4. Paraplanner – West Midlands - £45,000 plus benefits

    Posted 12/08/2024 by Ashdown Group

    Salary:
    £35,000 - £45,000/annum
    Location:
    Wolverhampton (49 miles)
    Job Type:
    Permanent

    The successful candidate will support Advisors and Directors by advising on financial planning factors and suitable plans / products. Duties will include inputting CFR documentation onto Salesforce, researching and analysing financial products, producing accurate IHT calculations and … more

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  5. Mortgage & Protection Advisor- Northampton

    Posted 2 days ago by Rayner Personnel

    Salary:
    £30,000 - £35,000/annum OTE of £70,000!
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    Ensure FCA compliance and maintain accurate documentation. *Requirements:*. Hold CeMap or industry equivalent qualification. 2 years+ of mortgage & protection advisory experience in an Estate Agency. Driven, motivated by success and results. Ambitious and self-motivated. Resilient, … more

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  6. Collections advisor

    Posted a week ago by Parkside

    Salary:
    £26,000 - £29,000/annum
    Location:
    MK8 0AB (65 miles)
    Job Type:
    Permanent

    A leading alternative finance provider is seeking a passionate and driven Collections Advisor to join their expanding team. This innovative company thrives on creating the impossible and is dedicated to exceptional customer service. About the Company. Established. Mission: To unlock … more

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  7. File Reviewer

    Posted 13/08/2024 by enable Recruitment

    Salary:
    £30,000 - £40,000/annum
    Location:
    Liverpool (81 miles)
    Job Type:
    Permanent

    Identify any potential compliance issues during file reviews and work with wider teams to implement resolutions. Assist with development of processes within the team, to ensure best practices moving forward. Provide feedback to both the financial advisers and support team, … more

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  8. IFA Administrator

    Posted 15/08/2024 by Brilliantin Recruitment

    Quick apply
    Salary:
    £28,000 - £32,000/annum
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    Adherence to the firm's compliance manual and procedures for providing advice to clients. General Responsibilities. Compliance with the Financial Services and Markets Act 2000 and relevant FCA rules. Adherence to the firm's procedures relating to compliance, TCF, … more

  9. Compliance Analyst

    Posted 09/08/2024 by Front Row Recruitment

    Salary:
    £35,000 - £40,000/annum Plus excellent benefits
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more

    Apply Now

  10. Operations Assistant

    Posted a week ago by Hooray

    Salary:
    £30,000 - £35,000/annum
    Location:
    Southam (80 miles)
    Job Type:
    Permanent

    Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more

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  11. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now

  12. Compliance Officer

    Posted 13/08/2024 by Recruitment Solutions (Folkestone) Ltd

    Remote job
    Salary:
    £30,000 - £35,000/annum Benefits and Bonus
    Location:
    Warrington, Cheshire (66 miles)
    Job Type:
    Permanent

    A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective … more

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  13. Paraplanner

    Posted 07/08/2024 by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £40,000 - £47,000/annum Hybrid. Comprehensive Benefits
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    You will be providing paraplanning support for the advisers within the firm, helping them with giving the best financial advice to their clients. This includes preparing client suitability and annual review reports, ensuring they adhere to both FCA and firm guidelines. You will … more

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  14. HR Advisor

    Posted a week ago by The Talent Crowd

    Salary:
    £40,000/annum
    Location:
    Manchester (58 miles)
    Job Type:
    Permanent

    HR Advisor - Employee Relations specialist. Manchester City Centre. £40k plus amazing benefits. Hybrid. This an Amazing opportunity to join a brilliant City Centre business! Lots of scope to grown and develop in a growing business, which has a fantastic office, culture and Rewards. The HR < … more

    Apply Now

  15. Account Manager - Insurance

    Posted 12/08/2024 by Wallace Hind Selection LTD

    Salary:
    £30,000 - £40,000/annum Pension + Financial Assistance with
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more

    Apply Now

  16. Technical Compliance Consultant (Regulation & Training Development)

    Posted a week ago by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    Job role: Technical Compliance Consultant (Regulation & Training Development. Salary: £45,000-£55,000 DOE. Location: Huntingdon, Cambridgeshire. Hours: 09.00-17.00 Monday-Friday / Hybrid, Office Based Once a Fortnight. Job Type: Full Time, Permanent. The Company. Interaction Technical have … more

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  17. Communications Executive

    Posted a week ago by PIB Employee Benefits

    Location:
    Birmingham (45 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now

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