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Posted 2 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 2 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 2 days ago by enable Recruitment
Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more
Posted 2 days ago by Premier Jobs UK
As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more
Posted a week ago by Tate
Work with advisers, relationship managers and when required, independently, to construct and develop wealth planning strategies for business owners and wealthy individuals and families, covering a range of complexity. Ensure the strategies are documented in Wealth Proposals and … more
Posted 4 days ago by Bullion By Post
Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more
Posted 3 days ago by North Oak Recruitment
Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more
Posted a week ago by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
Posted 3 days ago by Meridian Business Support
Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst near Manchester working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more
We found 11 jobs outside your search area.
Posted 2 days ago by enable Recruitment
Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more
Posted just now by V3 Recruitment
We are now seeking talented Service Advisor to join our successful Aftersales team in Hedge End. The main objective of the role is to maximise service profitability through the use of professional sales techniques. Key Objectives of the role. Maximise customer awareness of all available … more
Posted yesterday by Templegate recruitment
Recognised as one of the UK's top 100 Independent Financial Advisers, they have helped both clients and the company thrive through a personal approach to financial planning. The Ideal Candidate. The successful candidate will have experience working in the financial services industry, … more
Posted 3 days ago by Recruit Wealth Ltd
You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more
Posted yesterday by Recruit Wealth Ltd
You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more
Posted yesterday by Your Mortgage Recruiter
This is a great opportunity for either an established Mortgage Paraplanner, for an experienced Mortgage Administrator who is keen to work within a more technical position or possibly for an experienced Mortgage Advisor/Broker who is now keen to move away from an advice based role but that … more
Posted 3 days ago by Your Mortgage Recruiter
This could mean that in time you progress into either a Mortgage Paraplanner role or into a Mortgage and Protection Advisor role, if of course you would like to. Again if you would like to, the company will happily support your further study of industry based qualifications such as the … more
Posted yesterday by Earle & Gomes
Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more
Posted 3 days ago by North Oak Recruitment
Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton, Greater London or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My … more
Posted 3 days ago by Meridian Business Support
Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst in Salisbury working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more
Posted 6 hours ago by Uniting People
Compliance Analyst - Insurance. Monday - Friday. Hybrid. The role. The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with company regulatory compliance framework and oversee the Intermediary Services' … more
