Fca Compliance Advisor jobs

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  1. Mortgage and Protection Advisor

    Posted yesterday by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (38 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

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  2. Paraplanner

    Posted a week ago by enable Recruitment

    Salary:
    £40,000 - £50,000/annum
    Location:
    Birmingham (45 miles)
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

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  3. T&C Manager

    Posted 02/10/2024 by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more

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  4. Compliance and Financial Crime Officer

    Posted 6 days ago by Ultimate Banking

    Location:
    NG18, Mansfield, Nottinghamshire (13 miles)
    Job Type:
    Permanent

    Our well-established financial services client are at the start of an exciting journey on the transformation agenda and are looking for a Compliance and Financial Crime Officer to join the Risk and Compliance Team. It's safe to say that no day is the same in the Risk and more

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  5. Risk & Compliance Manager

    Posted yesterday by Brown & Brown

    Featured job Remote job
    Location:
    Birmingham, West Midlands (45 miles)
    Job Type:
    Permanent

    Regional Risk and Compliance Manager. Location: England / Wales - Hybrid (Travel c60%. Salary: Negotiable. As a Group we are continuing to invest in giving our businesses the best support possible, to enable further growth and ensure our teams continue to have right tools to do the job. … more

    Apply Now
  6. We found 10 jobs outside your search area.

  7. Employment Lawyer

    Posted 02/10/2024 by The Portfolio Group

    Salary:
    £50,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

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  8. In-House Employment Solicitor

    Posted 01/10/2024 by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  9. Rural Client Executive

    Posted 25/09/2024 by Jonathan Lee Recruitment Ltd

    Location:
    Malton (78 miles)
    Job Type:
    Permanent

    Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more

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  10. Paraplanner

    Posted 02/10/2024 by enable Recruitment

    Salary:
    £35,000 - £45,000/annum
    Location:
    Liverpool (81 miles)
    Job Type:
    Permanent

    Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more

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  11. Compliance Officer

    Posted 9 hours ago by hireful

    Salary:
    £45,000/annum
    Location:
    Manchester (58 miles)
    Job Type:
    Permanent

    Do you have experience as a Compliance Officer in an insurance broker environment? Want to work for a well-rounded business advisory firm which will give you excellent exposure to a wide range of career enhancing skills. Look no further. As Compliance Officer, you'll work closely … more

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  12. Paraplanner

    Posted 27/09/2024 by Tate

    Salary:
    £45,000 - £50,000/annum Plus discretionary bonus & benefits
    Location:
    Bishop's Stortford, Hertfordshire (91 miles)
    Job Type:
    Permanent

    Work with advisers, relationship managers and when required, independently, to construct and develop wealth planning strategies for business owners and wealthy individuals and families, covering a range of complexity. Ensure the strategies are documented in Wealth Proposals and … more

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  13. Paraplanner

    Posted 2 days ago by MERJE

    Salary:
    £50,000 - £55,000/annum Benefits
    Location:
    Manchester (58 miles)
    Job Type:
    Permanent

    As Paraplanner you will be responsible for providing support to the firm's advisers in completing non-client facing tasks in relation to the preparation and administration of recommendations being made. Role Responsibilities. Liaising with advisers as appropriate. Making sure any … more

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  14. Compliance Officer

    Posted a week ago by Recruit Wealth Ltd

    Salary:
    £45,000 - £55,000/annum
    Location:
    Harpenden, Hertfordshire (85 miles)
    Job Type:
    Permanent

    Recruit Wealth are delighted to be representing one of our very best Financial Planning clients in Hertfordshire for a Compliance Officer, to oversee compliance, T&C and AML, whilst working closely with the senior leadership team. Overview of the opportunity. To support the SMF16 … more

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  15. Communications Executive

    Posted a week ago by PIB Employee Benefits

    Location:
    Gloucester (88 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

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  16. Risk & Compliance Analyst

    Posted 01/10/2024 by Meridian Business Support

    Salary:
    £40,000 - £50,000/annum
    Location:
    Manchester (57 miles)
    Job Type:
    Permanent

    Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst near Manchester working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more

    Apply Now