Fca Compliance Advisor jobs

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  1. Ifa Administrator

    Posted 12/09/2024 by Templegate recruitment

    Salary:
    £28,000 - £30,000/annum
    Location:
    NG2, West Bridgford, Nottinghamshire (1 mile)
    Job Type:
    Permanent

    This is a key role in supporting their Independent Financial Advisors (IFAs) and ensuring the smooth operation of the firm. The ideal candidate will be detail-oriented, proactive, and highly organised. Day-to-Day Duties. Client Administration: Manage daily client account administration, … more

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  2. Compliance Officer

    Posted a week ago by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

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  3. We found 8 jobs outside your search area.

  4. Regional Compliance Manager

    Posted 3 days ago by HL Partnership

    Salary:
    £34,000 - £36,000/annum
    Location:
    Stoke-on-Trent (43 miles)
    Job Type:
    Permanent

    Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more

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  5. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

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  6. Compliance Administrator

    Posted 09/09/2024 by PRS Recruitment Group Ltd T/A Refuel Talent

    Salary:
    £32,000 - £35,000/annum
    Location:
    Kettering, Northamptonshire (42 miles)
    Job Type:
    Permanent

    To work with the Compliance Manager and other key stakeholders in the business to deliver the key elements of the compliance assurance activities. Providing accurate and timely management information, including commentary on key subjects that are on the regulatory horizon. DUTIES … more

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  7. Paraplanner

    Posted 05/09/2024 by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £40,000 - £47,000/annum Hybrid. Comprehensive Benefits
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    You will be providing paraplanning support for the advisers within the firm, helping them with giving the best financial advice to their clients. This includes preparing client suitability and annual review reports, ensuring they adhere to both FCA and firm guidelines. You will … more

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  8. Insurance Advisor

    Posted a week ago by Jukes Insurance Brokers

    Salary:
    £25,000 - £28,000/annum
    Location:
    Warwick, Warwickshire (49 miles)
    Job Type:
    Permanent

    Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more

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  9. Compliance Officer

    Posted just now by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

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  10. Employment Law Advisor

    Posted 09/09/2024 by WeRecruit Auto Ltd

    Remote job Quick apply
    Salary:
    £33,000 - £40,000/annum
    Location:
    PE1, Peterborough, Cambridgeshire (45 miles)
    Job Type:
    Permanent

    Legal Advisor required in Peterborough area - Hybrid working option (HR Specialism. Full-time, Mon-Fri 9am - 5pm permanent with hybrid working. Salary is negotiable depending on experience, in region of £33-40,000. 22 days annual leave + bank holidays + Christmas close-down. * No Time … more

  11. Communications Executive

    Posted a week ago by PIB Employee Benefits

    Location:
    Birmingham (45 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

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