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Displaying 1-9 of 9 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted 12/09/2024 by Templegate recruitment
This is a key role in supporting their Independent Financial Advisors (IFAs) and ensuring the smooth operation of the firm. The ideal candidate will be detail-oriented, proactive, and highly organised. Day-to-Day Duties. Client Administration: Manage daily client account administration, … more
Posted 3 days ago by North Oak Recruitment
Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more
We found 7 jobs outside your search area.
Posted 2 days ago by Premier Jobs UK
As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more
Posted 19/09/2024 by Lime People Search & Select Ltd
We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more
Posted 17/09/2024 by A for Appointments
Oversee tax and finance regulatory compliance issues. Prepare and submit information to statutory and regulatory authorities including HMRC and FCA. Manage the production of annual statutory accounts. Planning year-end timetable and audit (key audit contact. Ensure the accuracy and … more
Posted today by Medlock Partners Ltd
Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more
Posted 17/09/2024 by Jukes Insurance Brokers
Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more
Posted 2 days ago by Premier Jobs UK
This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing … more
Posted 19/09/2024 by PIB Employee Benefits
PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more
