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Permanent Fca Compliance Advisor jobs

Displaying 1-15 of 15 jobs

fca compliance advisor Up to £100 per day £301 - £400 per day £901 - £1,000 per day £1,001+ per day Permanent Clear all

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  2. Compliance Officer (SMF 16)

    Posted 6 days ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £85,000 - £90,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (82 miles)
    Job Type:
    Permanent

    A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office. This is a significant role within the business and requires an accomplished individual with their CISI Level … more

  3. Compliance & Data & Security Apprentice

    Posted a week ago by Apogee Corporation Limited

    Remote job Quick apply
    Location:
    Maidstone (136 miles)
    Job Type:
    Permanent

    Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more

  4. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (74 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

    Apply Now

  5. Paraplanner - Warrington

    Posted 11/09/2024 by Aimee Willow Connex Ltd

    Salary:
    £25,000 - £30,000/annum
    Location:
    WA5, Great Sankey, Warrington (69 miles)
    Job Type:
    Permanent

    To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more

    Apply Now

  6. ifa administrator

    Posted 2 weeks ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Bognor Regis, West Sussex (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now

  7. Ifa Administrator

    Posted 2 weeks ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Ashford, Kent (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now

  8. Financial Services Administrator

    Posted 11/09/2024 by Jobseekers Recruitment Services

    Salary:
    £23,000 - £25,000/annum
    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    A great team to join, they are all trained by the MD and have been recognised as one of the top 100 financial advisors in the country. Key areas of responsibility and duties. Preparing Letters. Calling Providers. Maintaining client data on the CRM and informing Providers where appropriate. … more

    Apply Now

  9. Financial Administrator / Paraplanner

    Posted a week ago by MLT Recruitment Services

    Location:
    Ivybridge, Devon (213 miles)
    Job Type:
    Permanent

    Client Support: Assist financial advisors in preparing for client meetings, including the production of reports, financial plans, and recommendations. Administration: Handle day-to-day administrative tasks such as managing client files, updating client records, and processing new business … more

    Apply Now

  10. IFA Administrator

    Posted 4 days ago by Medlock Partners Ltd

    Salary:
    £23,000 - £26,000/annum
    Location:
    Leicester (26 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more

    Apply Now

  11. Insurance Advisor

    Posted 17/09/2024 by Jukes Insurance Brokers

    Salary:
    £25,000 - £28,000/annum
    Location:
    Warwick, Warwickshire (49 miles)
    Job Type:
    Permanent

    Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more

    Apply Now

  12. Financial Controller

    Posted 09/09/2024 by Deerfoot IT Resources Limited

    Remote job
    Salary:
    £80,000 - £100,000/annum Generous Benefits Package
    Location:
    Basildon, Essex (115 miles)
    Job Type:
    Permanent

    In this pivotal role, you will be at the heart of our financial operations, ensuring our company's financial health, regulatory compliance, and strategic success in the investment industry. We are keen to see candidates from Wealth Management / Insurance background. Key Responsibilities. … more

    Apply Now

  13. Self-Employed IFA

    Posted 16/09/2024 by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  14. Self-employed Independent Financial Advisor

    Posted 16/09/2024 by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  15. Self-employed Independent Financial Adviser

    Posted 16/09/2024 by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  16. Financial Adviser - Office Based

    Posted 10/09/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now

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