Fca Compliance Advisor jobs

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  1. Compliance Officer - FCA and PSD2

    Posted a week ago by EF Recruitment

    Salary:
    £55,000 - £60,000/annum Hybrid
    Location:
    SW1V, Victoria, Greater London (109 miles)
    Job Type:
    Contract

    Our client is a global Fintech type organisation now seeking a Compliance Officer with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more

    Apply Now
  2. Compliance Executive - PSD2

    Posted a week ago by EF Recruitment

    Salary:
    £260 - £290/day Free breakfast
    Location:
    SW1V, Victoria, Greater London (109 miles)
    Job Type:
    Contract

    Our client is a global Fintech type organisation now seeking a Compliance Analyst with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more

    Apply Now
  3. Compliance & Data & Security Apprentice

    Posted a week ago by Apogee Corporation Limited

    Remote job Quick apply
    Location:
    Maidstone (136 miles)
    Job Type:
    Permanent

    Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more

  4. Employment Lawyer

    Posted 3 days ago by The Portfolio Group

    Salary:
    £50,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  5. In-House Employment Solicitor

    Posted 4 days ago by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  6. Employment Counsel

    Posted 4 days ago by The Portfolio Group

    Salary:
    £55,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  7. ifa administrator

    Posted a week ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Bognor Regis, West Sussex (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now
  8. Ifa Administrator

    Posted a week ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Ashford, Kent (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now
  9. Financial Services Administrator

    Posted a week ago by Jobseekers Recruitment Services

    Salary:
    £23,000 - £25,000/annum
    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    A great team to join, they are all trained by the MD and have been recognised as one of the top 100 financial advisors in the country. Key areas of responsibility and duties. Preparing Letters. Calling Providers. Maintaining client data on the CRM and informing Providers where appropriate. … more

    Apply Now
  10. Financial Administrator / Paraplanner

    Posted a week ago by MLT Recruitment Services

    Location:
    Ivybridge, Devon (213 miles)
    Job Type:
    Permanent

    Client Support: Assist financial advisors in preparing for client meetings, including the production of reports, financial plans, and recommendations. Administration: Handle day-to-day administrative tasks such as managing client files, updating client records, and processing new business … more

    Apply Now
  11. IFA Administrator

    Posted 2 days ago by Medlock Partners Ltd

    Salary:
    £23,000 - £26,000/annum
    Location:
    Leicester (26 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more

    Apply Now
  12. Head of Compliance

    Posted 3 days ago by Premier Jobs UK

    Salary:
    £60,000 - £70,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing … more

    Apply Now
  13. Compliance Associate

    Posted 3 days ago by Earle & Gomes

    Salary:
    £45,000 - £55,000/annum
    Location:
    London (109 miles)
    Job Type:
    Permanent

    Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more

    Apply Now
  14. Technical Author (Regulation & Training Documentation)

    Posted a week ago by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now
  15. Compliance Analyst

    Posted 2 days ago by Uniting People

    Salary:
    £50,000 - £55,000/annum
    Location:
    EC3V, Langbourn, Greater London (109 miles)
    Job Type:
    Permanent

    Compliance Analyst - Insurance. Monday - Friday. Hybrid. The role. The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with company regulatory compliance framework and oversee the Intermediary Services' … more

    Apply Now

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