Fca Compliance Advisor jobs

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  1. Ifa Administrator

    Posted 3 days ago by Brilliantin Recruitment

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules and all elements of compliance at all times. Keep up to date with all relevant product, legislative and technical changes, as required. Ensure all dealings with customers are carried out in a … more

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  2. Customer Services Administrator

    Posted a week ago by Lord Search & Selection

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (45 miles)
    Job Type:
    Permanent

    Where applicable you will ensure all due diligence is followed in line with appropriate FCA guidelines. You will also handle administration enquiries, present quotations as well as liaising with clients in a professional manner. You will assist with administration relating to relevant more

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  3. Compliance Officer

    Posted a week ago by Mash Group

    Salary:
    £25,000 - £30,000/annum
    Location:
    BH21 7UH (151 miles)
    Job Type:
    Part Time

    Role: Compliance Offer. Hours: 20 hours a week. Location: Ferndown Dorset wit Hybrid option. About Our Client. An independent financial advisers, they are committed to providing comprehensive advice on a wide range of financial products. Their objective is to ensure that their … more

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  4. Financial Services Administrator (experienced)

    Posted yesterday by Service Service

    Salary:
    £26,000 - £28,000/annum See job description below
    Location:
    Rushbrooke, Suffolk (93 miles)
    Job Type:
    Permanent

    As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more

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  5. Claims Broker (full or part-time)

    Posted 2 days ago by Profound recruitment partners

    Quick apply
    Salary:
    £25,000 - £45,000/annum
    Location:
    Haslingden, Lancashire (70 miles)
    Job Type:
    Permanent

    The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more

  6. Employed Senior Mortgage Advisor - Haywards Heath, West Sussex

    Posted 3 days ago by Rayner Personnel

    Location:
    Haywards Heath, West Sussex (142 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Employed Senior Mortgage Advisor - Haywards Heath, West Sussex*. Are you a seasoned mortgage professional looking for a rewarding role as an Employed Senior Mortgage Advisor - Haywards Heath, West Sussex? A thriving estate agency is seeking a talented Senior … more

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  7. Trainee Paraplanner

    Posted 10 hours ago by Avanti Personnel Limited

    Salary:
    £25,000 - £27,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more

    Apply Now
  8. Financial Services Administrator

    Posted a week ago by Service Service

    Location:
    Oulton, Suffolk (124 miles)
    Job Type:
    Permanent

    My client is a Norwich based chartered firm who have been providing advice to Norfolk and afar for over fifty years and you can become part of their success by supporting their adviser as a Financial Services Administrator in their Suffolk Branch, just outside of Lowestoft. Job summary. To … more

    Apply Now
  9. Paraplanner

    Posted 10 hours ago by Avanti Personnel Limited

    Salary:
    £28,000 - £32,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Working in collaboration with Financial Advisers, admin and other colleagues, the successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and maintaining client records. This superb opportunity will … more

    Apply Now
  10. Self-Employed IFA

    Posted yesterday by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  11. Self-employed Independent Financial Advisor

    Posted yesterday by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  12. Self-employed Independent Financial Adviser

    Posted yesterday by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  13. Marketing Executive

    Posted a week ago by Vitality

    Featured job
    Location:
    London (108 miles)
    Job Type:
    Permanent

    Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business … more

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  14. Customer Contact Advisor - Financial Crime

    Posted a week ago by Blue Arrow

    Remote job
    Salary:
    £110/day
    Location:
    Liverpool, Merseyside (81 miles)
    Job Type:
    Temporary

    Customer Contact Advisor - Financial Crime. Hours: 9am-5pm Monday - Friday (37.5 hours per week. Location: Remote. Salary: £110 per day, PAYE. Our client is passionate about truly listening to our customers to make banking more simple, personal, and fair. And change like that doesn't happen … more

    Apply Now

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