Fca Compliance Advisor jobs

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  1. compliance Officer IFA firm

    Posted 3 days ago by Astral Recruitment

    Salary:
    £35,000 - £40,000/annum full benefits package
    Location:
    Liverpool, Merseyside (81 miles)
    Job Type:
    Permanent

    Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more

    Apply Now
  2. IFA Administrator

    Posted 5 days ago by Page Personnel

    Remote job
    Salary:
    £30,000/annum
    Location:
    Altrincham, Greater Manchester (57 miles)
    Job Type:
    Permanent

    Processing new business for advisers/planners, completing trades/fund switches, liaising with product providers and ensuring new business is administered correctly. Administration support for valuations, transfers and client reviews in preparation for client meetings. Liaising with client … more

    Apply Now
  3. Self Employed Mortgage & Protection Advisor

    Posted 4 days ago by Integro Partners

    Quick apply
    Location:
    W1S 1BX (108 miles)
    Job Type:
    Permanent

    You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more

  4. Mortgage Case Handler

    Posted yesterday by Opus Perm

    Salary:
    £30,000 - £35,000/annum
    Location:
    Ipswich, Suffolk (114 miles)
    Job Type:
    Permanent

    Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more

    Apply Now
  5. Compliance Assistant

    Posted 2 days ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £40,000 - £42,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (82 miles)
    Job Type:
    Permanent

    The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm … more

  6. Junior Compliance Office

    Posted 4 days ago by Niche Recruitment Ltd

    Salary:
    £35,000 - £40,000/annum
    Location:
    Horsham (135 miles)
    Job Type:
    Permanent

    Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more

    Apply Now
  7. Financial Adviser - Desk Based

    Posted yesterday by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now
  8. Compliance Associate

    Posted today by Earle & Gomes

    Salary:
    £45,000 - £55,000/annum
    Location:
    London (109 miles)
    Job Type:
    Permanent

    Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more

    Apply Now
  9. Compliance Officer

    Posted today by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

    Apply Now
  10. Compliance Administrator

    Posted today by Fiducia Group

    Salary:
    £20,000 - £22,000/annum
    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Administrator. Salary - £ 20,000 to £22,000 pa. Full Time, Permanent. Newark, NG24 1BS. Have you worked within the financial industry or Compliance before? Or interested in a career in finance and Compliance. Are you a logical thinker and able to work well under … more

    Apply Now

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