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Fca Compliance Advisor jobs

Displaying 1-24 of 24 jobs

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  2. Compliance & Data & Security Apprentice

    Posted 6 days ago by Apogee Corporation Limited

    Remote job Quick apply
    Location:
    Maidstone (136 miles)
    Job Type:
    Permanent

    Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more

  3. Paraplanner - Warrington

    Posted 11/09/2024 by Aimee Willow Connex Ltd

    Salary:
    £25,000 - £30,000/annum
    Location:
    WA5, Great Sankey, Warrington (69 miles)
    Job Type:
    Permanent

    To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more

    Apply Now

  4. Call Listening Administrator

    Posted 04/09/2024 by Usay Compare

    Location:
    Cirencester, Gloucestershire, United Kingdom (94 miles)
    Job Type:
    Permanent

    This roleis integral to our business as you are ensuring that the Sales Advisers are selling compliantly to our clients, abiding by the FCA regulations, and providing them with the best possible advice. What we can offer you. A competitive basic salary of £23,500 per annum. Monday … more

    Apply Now

  5. Sales Advisor

    Posted 12/09/2024 by Four Squared Recruitment Ltd

    Salary:
    £27,000 - £29,000/annum
    Location:
    Cirencester, Gloucestershire (92 miles)
    Job Type:
    Permanent

    Our client is looking for a dedicated Sales Advisor to join their team in Cirencester. This role will focus on retaining existing clients and upgrading their services by delivering exceptional customer care and expert service knowledge, all while ensuring full FCA compliance</ … more

    Apply Now

  6. IFA Administrator

    Posted 16/09/2024 by Ellis James Partners Ltd

    Salary:
    £25,000 - £27,000/annum Discretionary Bonus
    Location:
    WV6, Pattingham, Staffordshire (53 miles)
    Job Type:
    Permanent

    The successful candidate will work closely with Advisors and the Administration Lead to ensure smooth business processing, high-quality client service, and preparation for client meetings. What will you do. Schedule and confirm client appointments, sending pre-meeting information as needed. … more

    Apply Now

  7. Paraplanner

    Posted 2 weeks ago by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    LA12, Ulverston, Cumbria (116 miles)
    Job Type:
    Permanent

    Support Financial Advisors by researching financial products and preparing detailed suitability reports. Conduct cash flow modelling and inheritance tax (IHT) calculations. Ensure that all reports and recommendations adhere to compliance standards (FCA). Maintain and … more

    Apply Now

  8. ifa administrator

    Posted a week ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Bognor Regis, West Sussex (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now

  9. Ifa Administrator

    Posted a week ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Ashford, Kent (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now

  10. Financial Services Administrator

    Posted 5 days ago by Jobseekers Recruitment Services

    Salary:
    £23,000 - £25,000/annum
    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    A great team to join, they are all trained by the MD and have been recognised as one of the top 100 financial advisors in the country. Key areas of responsibility and duties. Preparing Letters. Calling Providers. Maintaining client data on the CRM and informing Providers where appropriate. … more

    Apply Now

  11. Mortgage and Protection Advisor

    Posted 2 weeks ago by Rayner Personnel

    Quick apply
    Salary:
    £30,000 - £40,000/annum
    Location:
    Livingston (224 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Livingston(EH54. My client is looking for a Qualified Mortgage and Protection Advisor to join them in their award winning team. What is on offer. Competitive salary (£30k-£40k basic) OTE £60k. Uncapped commission. Flexible working pattern. 75% of … more

  12. Wealth Management Administrator

    Posted 04/09/2024 by Alderley Park Recruitment

    Salary:
    £28,000/annum
    Location:
    City of London, Greater London (109 miles)
    Job Type:
    Permanent

    The Wealth Management Administrator will play a crucial role in supporting the financial advisors and ensuring the smooth running of our clients operations. This role involves managing client communications, handling administrative tasks, and ensuring compliance with regulatory … more

    Apply Now

  13. Compliance Officer

    Posted 04/09/2024 by Search

    Remote job
    Salary:
    £30,000/annum
    Location:
    Neston, Cheshire (81 miles)
    Job Type:
    Permanent

    Compliance Officer. Up to £30,000 basic salary. Location: Neston - option to work from home on hybrid basis after probation. Hours: 9:00am to 5:30pm (5pm finish on Friday)A great opportunity has arisen based in Neston for a Compliance Officer with experience working within an … more

    Apply Now

  15. Ifa Administrator

    Posted 12/09/2024 by Templegate recruitment

    Salary:
    £28,000 - £30,000/annum
    Location:
    NG2, West Bridgford, Nottinghamshire (1 mile)
    Job Type:
    Permanent

    This is a key role in supporting their Independent Financial Advisors (IFAs) and ensuring the smooth operation of the firm. The ideal candidate will be detail-oriented, proactive, and highly organised. Day-to-Day Duties. Client Administration: Manage daily client account administration, … more

    Apply Now

  16. Internal Account Manager

    Posted a week ago by Wallace Hind Selection LTD

    Salary:
    £30,000 - £40,000/annum Pension + Financial Assistance with
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more

    Apply Now

  17. Report Writer

    Posted 17/09/2024 by Winhurst Recruitment

    Salary:
    £30,000 - £35,000/annum
    Location:
    Cornwall (250 miles)
    Job Type:
    Permanent

    Communicate effectively with Advisers, Clients, Colleagues, Providers, and Introducers. Uphold client confidentiality, data protection, and other legislative and organisational responsibilities. Collaborate with relevant teams regarding compliance, administration, technology, etc. … more

    Apply Now

  18. Insurance Advisor

    Posted 17/09/2024 by Jukes Insurance Brokers

    Salary:
    £25,000 - £28,000/annum
    Location:
    Warwick, Warwickshire (49 miles)
    Job Type:
    Permanent

    Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more

    Apply Now

  19. Compliance Officer

    Posted 2 days ago by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

    Apply Now

  20. Self-Employed IFA

    Posted 16/09/2024 by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  21. Self-employed Independent Financial Advisor

    Posted 16/09/2024 by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  22. Self-employed Independent Financial Adviser

    Posted 16/09/2024 by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

  23. Financial Adviser - Office Based

    Posted 10/09/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now

  24. Compliance Officer

    Posted a week ago by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

    Apply Now

  25. Communications Executive

    Posted a week ago by PIB Employee Benefits

    Location:
    Birmingham (45 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now

  26. Communications Executive

    Posted a week ago by PIB Employee Benefits

    Location:
    Gloucester (88 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now

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