Fca Compliance Advisor jobs

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  1. Compliance Specialist - FCA Regs

    Posted 4 hours ago by EF Recruitment

    Salary:
    £50,000 - £60,000/annum Free breakfast
    Location:
    SW1V, Victoria, Greater London (109 miles)
    Job Type:
    Contract

    Our client is a global Fintech type organisation now seeking a Compliance Specialist. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract with 2 days a week in their superb … more

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  2. Compliance Analyst

    Posted 6 hours ago by Barbara Houghton Associates

    Salary:
    £45,000 - £55,000/annum Plus Banking Benefits
    Location:
    London (109 miles)
    Job Type:
    Permanent

    Reporting to the General Manager, Legal & Compliance, responsibilities will include. Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/ … more

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  3. Senior Financial Administrator

    Posted 04/06/2024 by Bell Cornwall Recruitment

    Salary:
    £20,000 - £28,000/annum
    Location:
    Lichfield, Staffordshire (33 miles)
    Job Type:
    Permanent

    Provide efficient administrative support to a team of Financial Advisers. Draft and distribute correspondence, including letters and emails. Act as a point of contact for clients, life offices, and internal business members. Maintain accurate company administration systems and ensure client … more

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  4. Self Employed Mortgage & Protection Advisor

    Posted a week ago by Integro Partners

    Quick apply
    Location:
    W1S 1BX (108 miles)
    Job Type:
    Permanent

    You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more

  5. Mortgage and Protection Advisor

    Posted just now by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    North/North West (32 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

    Apply Now
  6. Financial Adviser - Desk Based

    Posted 3 days ago by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

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  7. Compliance Associate

    Posted 3 days ago by Earle & Gomes

    Salary:
    £45,000 - £55,000/annum
    Location:
    London (109 miles)
    Job Type:
    Permanent

    Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more

    Apply Now
  8. Compliance Administrator

    Posted 3 days ago by Fiducia Group

    Salary:
    £20,000 - £22,000/annum
    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Administrator. Salary - £ 20,000 to £22,000 pa. Full Time, Permanent. Newark, NG24 1BS. Have you worked within the financial industry or Compliance before? Or interested in a career in finance and Compliance. Are you a logical thinker and able to work well under … more

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