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Displaying 1-25 of 26 jobs
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Posted 2 days ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Specialist. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract with 2 days a week in their superb … more
Posted 2 days ago by Barbara Houghton Associates
Reporting to the General Manager, Legal & Compliance, responsibilities will include. Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/ … more
Posted 2 days ago by Front Row Recruitment
Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more
Posted a week ago by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted 4 hours ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Junior Compliance Specialist. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract with 2 days a week in their … more
Posted by Brown & Brown
Insync Insurance, a valued part of the Brown & Brown Group, are looking to recruit a New Business Insurance Advisor to join their hard working and professional team. This is a fantastic opportunity for an individual to develop a successful career in insurance, working for a company noted …
Posted 10/06/2024 by Page Personnel
Processing new business for advisers/planners, completing trades/fund switches, liaising with product providers and ensuring new business is administered correctly. Administration support for valuations, transfers and client reviews in preparation for client meetings. Liaising with client … more
Posted 5 hours ago by Curve Group Holdings Ltd
As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA … more
Posted a week ago by Integro Partners
You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more
Posted 13/06/2024 by Perfect Team
Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more
Posted 5 days ago by Opus Perm
Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more
Posted 18/06/2024 by Brown & Brown
Insync Insurance, a valued part of the Brown & Brown Group, are looking to recruit a New Business Insurance Advisor to join their hard working and professional team. This is a fantastic opportunity for an individual to develop a successful career in insurance, working for a company noted … more
Posted a week ago by Hooray
Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more
Posted 17/06/2024 by Service Service
As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more
Posted 6 days ago by The Burford Recruitment Company Ltd
The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm … more
Posted 07/06/2024 by HT Legal Solicitors
Communicate with clients, financial advisors, and other stakeholders to gather necessary information and clarify details. Prepare detailed reports and documentation to support claim decisions. Ensure compliance with all relevant legal and regulatory standards. Compose detailed … more
Posted 13/06/2024 by Avanti Personnel Limited
Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more
Posted 11/06/2024 by Search
Exciting opportunity to join an established firm of financial advisers as a Client Services Administrator. The will be supporting the Partners/advisers in the provision of high quality, accurate and timely administration service, in relation to all product areas within the … more
Posted a week ago by Niche Recruitment Ltd
Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more
Posted 5 hours ago by Dignity Plc
Employee Relations Advisor. 🕓 Full-Time, Permanent. 📍 Maidenhead, Berkshire (Hybrid 3 Days Office-Based, 2 from home. 💷 Salary: Up to £40,000 per annum. #WorkingWithDignity #EmployeeRelations. Are you skilled in navigating employee relations challenges with sensitivity and empathy? If you … more
Posted 2 days ago by Curve Group Holdings Ltd
Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to … more
Posted 18/06/2024 by Curve Group Holdings Ltd
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation. Do you have sound knowledge of FCA or other international regulatory bodies. Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: … more
Posted 5 days ago by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted 5 days ago by Earle & Gomes
Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more
Posted 17/06/2024 by Adecco
Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more
Posted 14/06/2024 by PIB Risk Management
The Graduate Health and Safety/CDM Advisor is a key individual who will undertake CDM duties in line with the CDM 2105 regulations. The duties also encompass all other Health and Safety related duties in line with current Management of Health and Safety at Work Regulations and associated … more
