Fca Compliance Advisor jobs

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  1. Mortgage Compliance Officer

    Posted 5 days ago by NJR Recruitment Ltd

    Salary:
    £28,000 - £32,000/annum
    Location:
    Doncaster, South Yorkshire (39 miles)
    Job Type:
    Permanent

    Mortgage Compliance Officer. DONCASTER. £28,000 - £32,000. NJR Recruitment is thrilled to be recruiting for a hugely successful and growing firm of Independent Mortgage Brokers who require additional team members to join their Compliance team. What's in it for you. Great basic … more

    Apply Now
  2. Ifa Administrator

    Posted a week ago by Brilliantin Recruitment

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules and all elements of compliance at all times. Keep up to date with all relevant product, legislative and technical changes, as required. Ensure all dealings with customers are carried out in a … more

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  3. Customer Services Administrator

    Posted 10/07/2024 by Lord Search & Selection

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (45 miles)
    Job Type:
    Permanent

    Where applicable you will ensure all due diligence is followed in line with appropriate FCA guidelines. You will also handle administration enquiries, present quotations as well as liaising with clients in a professional manner. You will assist with administration relating to relevant more

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  4. Customer Service Team Leader

    Posted 03/07/2024 by Curve Group Holdings Ltd

    Remote job Quick apply
    Salary:
    £33,601 - £45,001/annum
    Location:
    Milton Keynes, Buckinghamshire (65 miles)
    Job Type:
    Permanent

    As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA more

  5. Mortgage and Protection Advisor

    Posted 01/07/2024 by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    North/North West (32 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

    Apply Now
  6. Mortgage Advisor

    Posted 4 days ago by Pro Project Recruitment Ltd

    Salary:
    £25,000 - £30,000/annum + Commission
    Location:
    Rickmansworth, Hertfordshire (95 miles)
    Job Type:
    Permanent

    We are seeking a motivated and experienced Mortgage Adviser to join our growing team. The successful candidate will be responsible for providing expert mortgage advice to clients, ensuring they receive the best possible products tailored to their needs. This role requires a strong … more

    Apply Now
  7. IFA Administrator

    Posted 4 days ago by Opus Perm

    Remote job
    Salary:
    £27,000 - £32,000/annum
    Location:
    Colchester, Essex (113 miles)
    Job Type:
    Permanent

    The Financial Services Administrator will be responsible for maintaining and organizing client and portfolio records, arranging client reviews, preparing necessary documentation, and ensuring compliance with regulations. This role involves direct communication with clients, financial more

    Apply Now
  8. Compliance Officer

    Posted 09/07/2024 by Mash Group

    Salary:
    £25,000 - £30,000/annum
    Location:
    BH21 7UH (151 miles)
    Job Type:
    Part Time

    Role: Compliance Offer. Hours: 20 hours a week. Location: Ferndown Dorset wit Hybrid option. About Our Client. An independent financial advisers, they are committed to providing comprehensive advice on a wide range of financial products. Their objective is to ensure that their … more

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  9. Financial Services Administrator (experienced)

    Posted a week ago by Service Service

    Salary:
    £26,000 - £28,000/annum See job description below
    Location:
    Rushbrooke, Suffolk (93 miles)
    Job Type:
    Permanent

    As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more

    Apply Now
  10. Claims Broker (full or part-time)

    Posted a week ago by Profound recruitment partners

    Quick apply
    Salary:
    £25,000 - £45,000/annum
    Location:
    Haslingden, Lancashire (70 miles)
    Job Type:
    Permanent

    The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more

  11. Employed Senior Mortgage Advisor - Haywards Heath, West Sussex

    Posted a week ago by Rayner Personnel

    Location:
    Haywards Heath, West Sussex (142 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Employed Senior Mortgage Advisor - Haywards Heath, West Sussex*. Are you a seasoned mortgage professional looking for a rewarding role as an Employed Senior Mortgage Advisor - Haywards Heath, West Sussex? A thriving estate agency is seeking a talented Senior … more

    Apply Now
  12. Trainee Paraplanner

    Posted a week ago by Avanti Personnel Limited

    Salary:
    £25,000 - £27,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more

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  13. Financial Services Administrator

    Posted 08/07/2024 by Service Service

    Location:
    Oulton, Suffolk (124 miles)
    Job Type:
    Permanent

    My client is a Norwich based chartered firm who have been providing advice to Norfolk and afar for over fifty years and you can become part of their success by supporting their adviser as a Financial Services Administrator in their Suffolk Branch, just outside of Lowestoft. Job summary. To … more

    Apply Now
  14. Paraplanner

    Posted a week ago by Avanti Personnel Limited

    Salary:
    £28,000 - £32,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Working in collaboration with Financial Advisers, admin and other colleagues, the successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and maintaining client records. This superb opportunity will … more

    Apply Now
  15. Self-Employed IFA

    Posted a week ago by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  16. Self-employed Independent Financial Advisor

    Posted a week ago by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  17. Senior Compliance Consultant

    Posted a week ago by NFU Mutual

    Featured job Remote job
    Salary:
    £80,000/annum + 25% annual bonus + PMI
    Location:
    Stratford-upon-Avon, Warwickshire (57 miles)
    Job Type:
    Permanent

    Senior Compliance Consultant. Join an award-winning company - including “Which?” Insurance Brand of the Year 2024 and Gallup's Exceptional Place to Work 2024. Guide and influence managers to ensure compliance with FCA rules. Hybrid role with 80% homeworking and 20% in … more

    Apply Now
  18. Self-employed Independent Financial Adviser

    Posted a week ago by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  19. Marketing Executive

    Posted 09/07/2024 by Vitality

    Featured job
    Location:
    London (108 miles)
    Job Type:
    Permanent

    Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business … more

    Apply Now
  20. Compliance Assurance Manager

    Posted 11/07/2024 by Pearson Whiffin Recruitment Ltd

    Salary:
    £48,000 - £58,000/annum
    Location:
    Chatham (129 miles)
    Job Type:
    Permanent

    Job Title: Compliance Assurance Manager. Salary: £48,000 - £58,000. Location: Chatham or Wolverhampton. Overview. An excellent opportunity has arisen with my client, a highly reputable financial services organisation. We are seeking a highly skilled Compliance Assurance Manager to … more

    Apply Now

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