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Displaying 1-15 of 15 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted a week ago by Front Row Recruitment
Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more
Posted 2 weeks ago by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted by Vitality
Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business …
Posted by Metropolitan Thames Valley
Ensure compliance with FCA & AML regulations. ? Liaise with internal and external parties to ensure transactions complete in a timely manner. ? Keep up to date with relevant legislation and product developments. ? Handle first stage complaints, collate all required information, and …
Posted a week ago by Curve Group Holdings Ltd
As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA … more
Posted 13/06/2024 by Perfect Team
Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more
Posted a week ago by Opus Perm
Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more
Posted 19/06/2024 by Hooray
Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more
Posted yesterday by Mash Group
Role: Compliance Offer. Hours: 20 hours a week. Location: Ferndown Dorset wit Hybrid option. About Our Client. An independent financial advisers, they are committed to providing comprehensive advice on a wide range of financial products. Their objective is to ensure that their … more
Posted 25/06/2024 by Niche Recruitment Ltd
Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more
Posted yesterday by Retrack Personnel Holdings Limited
Collaborating closely with their financial advisers and client support teams, offering advice and ongoing services to both new and existing clients. Supported by their experienced paraplanning management and finance team, you'll work on diverse client cases, continually enhancing your … more
Posted yesterday by Vitality
Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business … more
Posted a week ago by Curve Group Holdings Ltd
Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to … more
Posted 18/06/2024 by Curve Group Holdings Ltd
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation. Do you have sound knowledge of FCA or other international regulatory bodies. Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: … more
Posted a week ago by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted 17/06/2024 by Adecco
Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more
Posted a week ago by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
