Fca Compliance Advisor jobs

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  2. Mortgage Compliance Officer

    Posted 3 days ago by NJR Recruitment Ltd

    Salary:
    £28,000 - £32,000/annum
    Location:
    Doncaster, South Yorkshire (39 miles)
    Job Type:
    Permanent

    Mortgage Compliance Officer. DONCASTER. £28,000 - £32,000. NJR Recruitment is thrilled to be recruiting for a hugely successful and growing firm of Independent Mortgage Brokers who require additional team members to join their Compliance team. What's in it for you. Great basic … more

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  3. Ifa Administrator

    Posted a week ago by Brilliantin Recruitment

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules and all elements of compliance at all times. Keep up to date with all relevant product, legislative and technical changes, as required. Ensure all dealings with customers are carried out in a … more

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  4. Claims Broker (full or part-time)

    Posted a week ago by Profound recruitment partners

    Quick apply
    Salary:
    £25,000 - £45,000/annum
    Location:
    Haslingden, Lancashire (70 miles)
    Job Type:
    Permanent

    The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more

  5. Compliance Monitoring Officer

    Posted a week ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Solihull, West Midlands (45 miles)
    Job Type:
    Contract

    Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an … more

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  6. Remote Paraplanner

    Posted 6 hours ago by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £35,999 - £36,001/annum Comprehensive Benefits
    Location:
    Warrington, Cheshire (66 miles)
    Job Type:
    Permanent

    Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more

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