Permanent Fca Compliance Advisor jobs

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  1. Regional Compliance Manager

    Posted a week ago by HL Partnership

    Salary:
    £34,000 - £36,000/annum
    Location:
    Stoke-on-Trent (43 miles)
    Job Type:
    Permanent

    Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more

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  2. T&C Manager

    Posted 2 days ago by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more

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  3. Paraplanner

    Posted 19/09/2024 by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

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  4. Compliance Administrator

    Posted 09/09/2024 by PRS Recruitment Group Ltd T/A Refuel Talent

    Salary:
    £32,000 - £35,000/annum
    Location:
    Kettering, Northamptonshire (42 miles)
    Job Type:
    Permanent

    To work with the Compliance Manager and other key stakeholders in the business to deliver the key elements of the compliance assurance activities. Providing accurate and timely management information, including commentary on key subjects that are on the regulatory horizon. DUTIES … more

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  5. Financial Controller

    Posted 17/09/2024 by A for Appointments

    Salary:
    £60,000 - £70,000/annum 70k OTE
    Location:
    Doncaster, South Yorkshire (39 miles)
    Job Type:
    Permanent

    Oversee tax and finance regulatory compliance issues. Prepare and submit information to statutory and regulatory authorities including HMRC and FCA. Manage the production of annual statutory accounts. Planning year-end timetable and audit (key audit contact. Ensure the accuracy and … more

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  6. Compliance Officer

    Posted 4 days ago by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

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  7. Head of Compliance

    Posted 2 days ago by Premier Jobs UK

    Salary:
    £60,000 - £70,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing … more

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  8. Compliance Officer

    Posted 19/09/2024 by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

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  9. Employment Law Advisor

    Posted 09/09/2024 by WeRecruit Auto Ltd

    Remote job Quick apply
    Salary:
    £33,000 - £40,000/annum
    Location:
    PE1, Peterborough, Cambridgeshire (45 miles)
    Job Type:
    Permanent

    Legal Advisor required in Peterborough area - Hybrid working option (HR Specialism. Full-time, Mon-Fri 9am - 5pm permanent with hybrid working. Salary is negotiable depending on experience, in region of £33-40,000. 22 days annual leave + bank holidays + Christmas close-down. * No Time … more

  10. Risk and Compliance Analyst

    Posted 3 days ago by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    LE19, Enderby, Leicestershire (23 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

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