Permanent Fca Compliance Advisor jobs

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  1. Regional Compliance Manager

    Posted 26/09/2024 by HL Partnership

    Salary:
    £34,000 - £36,000/annum
    Location:
    Stoke-on-Trent (43 miles)
    Job Type:
    Permanent

    Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more

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  2. Mortgage and Protection Advisor

    Posted 5 days ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (38 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

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  3. Paraplanner

    Posted 4 days ago by enable Recruitment

    Salary:
    £40,000 - £50,000/annum
    Location:
    Birmingham (45 miles)
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

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  4. T&C Manager

    Posted a week ago by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more

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  5. Compliance and Financial Crime Officer

    Posted yesterday by Ultimate Banking

    Location:
    NG18, Mansfield, Nottinghamshire (13 miles)
    Job Type:
    Permanent

    Our well-established financial services client are at the start of an exciting journey on the transformation agenda and are looking for a Compliance and Financial Crime Officer to join the Risk and Compliance Team. It's safe to say that no day is the same in the Risk and more

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  6. Paraplanner

    Posted 19/09/2024 by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

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  7. Training & Competence Supervisor

    Posted 4 days ago by North Oak Recruitment

    Salary:
    £30,000 - £35,000/annum + generous bens & parking
    Location:
    LE8, Blaby, Leicestershire (27 miles)
    Job Type:
    Permanent

    The Compliance Department makes sure that all staff comply with internal and external regulations, working with management and staff to identify regulatory risks, and design internal controls to ensure compliance is maintained within the organisation. The T & C Supervisor / Senior … more

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  8. Experienced Insurance Advisor

    Posted 17/09/2024 by Jukes Insurance Brokers

    Salary:
    £25,000 - £28,000/annum
    Location:
    Warwick, Warwickshire (49 miles)
    Job Type:
    Permanent

    Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more

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  9. Compliance Officer

    Posted a week ago by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

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  10. Compliance Officer

    Posted 19/09/2024 by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

    Apply Now
  11. Employment Law Advisor

    Posted 5 days ago by WeRecruit Auto Ltd

    Remote job Quick apply
    Salary:
    £33,000 - £40,000/annum
    Location:
    PE1, Peterborough, Cambridgeshire (45 miles)
    Job Type:
    Permanent

    Legal Advisor required in Peterborough area - Hybrid working option (HR Specialism. Full-time, Mon-Fri 9am - 5pm permanent with hybrid working. Salary is negotiable depending on experience, in region of £33-40,000. 22 days annual leave + bank holidays + Christmas close-down. * No Time … more

  12. Communications Executive

    Posted 3 days ago by PIB Employee Benefits

    Location:
    Birmingham (45 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

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  13. Risk and Compliance Analyst

    Posted a week ago by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    LE19, Enderby, Leicestershire (23 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

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