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Posted 3 days ago by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted yesterday by Recruitment Solutions (Folkestone) Ltd
Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more
