Fca Compliance Advisor jobs

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  1. Mortgage and Protection Advisor

    Posted 4 hours ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (38 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

    Apply Now
  2. Financial Controller

    Posted 17/09/2024 by A for Appointments

    Salary:
    £60,000 - £70,000/annum 70k OTE
    Location:
    Doncaster, South Yorkshire (39 miles)
    Job Type:
    Permanent

    Oversee tax and finance regulatory compliance issues. Prepare and submit information to statutory and regulatory authorities including HMRC and FCA. Manage the production of annual statutory accounts. Planning year-end timetable and audit (key audit contact. Ensure the accuracy and … more

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  3. IFA Administrator

    Posted 4 days ago by Medlock Partners Ltd

    Salary:
    £23,000 - £26,000/annum
    Location:
    Leicester (26 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more

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  4. Insurance Advisor

    Posted 17/09/2024 by Jukes Insurance Brokers

    Salary:
    £25,000 - £28,000/annum
    Location:
    Warwick, Warwickshire (49 miles)
    Job Type:
    Permanent

    Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more

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  5. Head of Compliance

    Posted 5 days ago by Premier Jobs UK

    Salary:
    £60,000 - £70,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing … more

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  6. We found 9 jobs outside your search area.

  7. Compliance Officer (SMF 16)

    Posted 6 days ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £85,000 - £90,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (82 miles)
    Job Type:
    Permanent

    A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office. This is a significant role within the business and requires an accomplished individual with their CISI Level … more

  8. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (74 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

    Apply Now
  9. Paraplanner - Warrington

    Posted 11/09/2024 by Aimee Willow Connex Ltd

    Salary:
    £25,000 - £30,000/annum
    Location:
    WA5, Great Sankey, Warrington (69 miles)
    Job Type:
    Permanent

    To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more

    Apply Now
  10. In-House Employment Solicitor

    Posted 6 days ago by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  11. Employment Counsel

    Posted 6 days ago by The Portfolio Group

    Salary:
    £55,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  12. Employment Lawyer

    Posted 5 days ago by The Portfolio Group

    Salary:
    £50,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  13. Financial Adviser - Office Based

    Posted 10/09/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now
  14. Technical Author (Regulation & Training Documentation)

    Posted a week ago by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now
  15. Project Consultant (Documentation & Regulation Development) - REMOTE

    Posted 13/09/2024 by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now