Fca Compliance Advisor jobs

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  1. Ifa Administrator

    Posted 3 days ago by Brilliantin Recruitment

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules and all elements of compliance at all times. Keep up to date with all relevant product, legislative and technical changes, as required. Ensure all dealings with customers are carried out in a … more

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  2. Customer Services Administrator

    Posted a week ago by Lord Search & Selection

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (45 miles)
    Job Type:
    Permanent

    Where applicable you will ensure all due diligence is followed in line with appropriate FCA guidelines. You will also handle administration enquiries, present quotations as well as liaising with clients in a professional manner. You will assist with administration relating to relevant more

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  3. Mortgage and Protection Advisor

    Posted 01/07/2024 by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    North/North West (32 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

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  4. Compliance Administrator

    Posted 28/06/2024 by Fiducia Group

    Salary:
    £20,000 - £22,000/annum
    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Administrator. Salary - £ 20,000 to £22,000 pa. Full Time, Permanent. Newark, NG24 1BS. Have you worked within the financial industry or Compliance before? Or interested in a career in finance and Compliance. Are you a logical thinker and able to work well under … more

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  5. We found 5 jobs outside your search area.

  6. Mortgage and Protection Advisor

    Posted 01/07/2024 by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    Huddersfield (54 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

    Apply Now
  7. Financial Services Administrator (experienced)

    Posted yesterday by Service Service

    Salary:
    £26,000 - £28,000/annum See job description below
    Location:
    Rushbrooke, Suffolk (93 miles)
    Job Type:
    Permanent

    As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more

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  8. Claims Broker (full or part-time)

    Posted yesterday by Profound recruitment partners

    Quick apply
    Salary:
    £25,000 - £45,000/annum
    Location:
    Haslingden, Lancashire (70 miles)
    Job Type:
    Permanent

    The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more

  9. Senior Compliance Consultant

    Posted today by NFU Mutual

    Featured job Remote job
    Salary:
    £80,000/annum + 25% annual bonus + PMI
    Location:
    Stratford-upon-Avon, Warwickshire (57 miles)
    Job Type:
    Permanent

    Senior Compliance Consultant. Join an award-winning company - including “Which?” Insurance Brand of the Year 2024 and Gallup's Exceptional Place to Work 2024. Guide and influence managers to ensure compliance with FCA rules. Hybrid role with 80% homeworking and 20% in … more

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  10. Financial Adviser - Desk Based

    Posted 28/06/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now