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Fca Compliance Advisor jobs

Displaying 1-14 of 14 jobs

fca compliance advisor £101 - £200 per day £801 - £900 per day Clear all

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  1. Compliance Monitoring Officer FTC

    Posted yesterday by Curve Group Holdings Ltd

    Remote job
    Location:
    Solihull, West Midlands (45 miles)
    Job Type:
    Contract

    Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to … more

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  2. Compliance Monitoring Officer

    Posted 2 weeks ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Birmingham, West Midlands (45 miles)
    Job Type:
    Contract

    Are you a compliance specialist with experience in audit/monitoring within a regulated organisation. Do you have sound knowledge of FCA or other international regulatory bodies. Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: … more

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  3. Graduate H&S Consultant

    Posted 14/06/2024 by PIB Risk Management

    Salary:
    £25,000 - £30,000/annum
    Location:
    Lincoln (31 miles)
    Job Type:
    Permanent

    The Graduate Health and Safety/CDM Advisor is a key individual who will undertake CDM duties in line with the CDM 2105 regulations. The duties also encompass all other Health and Safety related duties in line with current Management of Health and Safety at Work Regulations and associated … more

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  4. Compliance Officer

    Posted 4 days ago by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

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  5. We found 10 jobs outside your search area.

  6. Compliance Analyst

    Posted yesterday by Front Row Recruitment

    Salary:
    £30,000 - £35,000/annum plus excellent benefits
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more

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  7. compliance Officer IFA firm

    Posted a week ago by Astral Recruitment

    Salary:
    £35,000 - £40,000/annum full benefits package
    Location:
    Liverpool, Merseyside (81 miles)
    Job Type:
    Permanent

    Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more

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  8. IFA Administrator

    Posted 10/06/2024 by Page Personnel

    Salary:
    £30,000/annum
    Location:
    Altrincham, Greater Manchester (57 miles)
    Job Type:
    Permanent

    Processing new business for advisers/planners, completing trades/fund switches, liaising with product providers and ensuring new business is administered correctly. Administration support for valuations, transfers and client reviews in preparation for client meetings. Liaising with client … more

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  9. Financial Services Administrator

    Posted 13/06/2024 by Perfect Team

    Salary:
    £33,000 - £42,000/annum
    Location:
    Hemel Hempstead, Hertfordshire (88 miles)
    Job Type:
    Permanent

    Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more

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  10. Operations Assistant

    Posted a week ago by Hooray

    Salary:
    £30,000 - £35,000/annum
    Location:
    Cheltenham (82 miles)
    Job Type:
    Permanent

    Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more

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  11. Financial Services Administrator (experienced)

    Posted 17/06/2024 by Service Service

    Salary:
    £26,000 - £28,000/annum See job description below
    Location:
    Rushbrooke, Suffolk (93 miles)
    Job Type:
    Permanent

    As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more

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  12. Compliance Assistant

    Posted 5 days ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £40,000 - £42,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (82 miles)
    Job Type:
    Permanent

    The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm … more

  13. Claims Assessor

    Posted 07/06/2024 by HT Legal Solicitors

    Salary:
    £30,000 - £40,000/annum Great Benefits
    Location:
    WA15, Hale, Trafford (57 miles)
    Job Type:
    Permanent

    Communicate with clients, financial advisors, and other stakeholders to gather necessary information and clarify details. Prepare detailed reports and documentation to support claim decisions. Ensure compliance with all relevant legal and regulatory standards. Compose detailed … more

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  14. Financial Adviser - Desk Based

    Posted 4 days ago by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

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  15. Compliance Officer

    Posted 17/06/2024 by Adecco

    Remote job
    Salary:
    £15.38 - £19.23/hour
    Location:
    Stockport, Greater Manchester (52 miles)
    Job Type:
    Permanent

    Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more

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