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Displaying 1-14 of 14 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted 12/09/2024 by Templegate recruitment
This is a key role in supporting their Independent Financial Advisors (IFAs) and ensuring the smooth operation of the firm. The ideal candidate will be detail-oriented, proactive, and highly organised. Day-to-Day Duties. Client Administration: Manage daily client account administration, … more
Posted 17/09/2024 by A for Appointments
Oversee tax and finance regulatory compliance issues. Prepare and submit information to statutory and regulatory authorities including HMRC and FCA. Manage the production of annual statutory accounts. Planning year-end timetable and audit (key audit contact. Ensure the accuracy and … more
Posted 3 days ago by Medlock Partners Ltd
Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more
Posted 17/09/2024 by Jukes Insurance Brokers
Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more
Posted 5 days ago by Premier Jobs UK
This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing … more
We found 9 jobs outside your search area.
Posted 16/09/2024 by Open Financial Services
Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more
Posted 11/09/2024 by Aimee Willow Connex Ltd
To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more
Posted 12/09/2024 by Four Squared Recruitment Ltd
Our client is looking for a dedicated Sales Advisor to join their team in Cirencester. This role will focus on retaining existing clients and upgrading their services by delivering exceptional customer care and expert service knowledge, all while ensuring full FCA compliance</ … more
Posted 5 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 5 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 4 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 10/09/2024 by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted a week ago by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
Posted 13/09/2024 by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
