Fca Compliance Advisor jobs

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  1. Mortgage Compliance Officer

    Posted 3 days ago by NJR Recruitment Ltd

    Salary:
    £28,000 - £32,000/annum
    Location:
    Doncaster, South Yorkshire (39 miles)
    Job Type:
    Permanent

    Mortgage Compliance Officer. DONCASTER. £28,000 - £32,000. NJR Recruitment is thrilled to be recruiting for a hugely successful and growing firm of Independent Mortgage Brokers who require additional team members to join their Compliance team. What's in it for you. Great basic … more

    Apply Now
  2. Mortgage and Protection Advisor

    Posted 01/07/2024 by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    North/North West (32 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

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  3. Risk and Compliance Manager

    Posted 2 weeks ago by Get-Recruited (UK) Ltd

    Remote job Quick apply
    Salary:
    £50,000 - £55,000/annum Hybrid Working
    Location:
    Dudley, West Midlands (50 miles)
    Job Type:
    Permanent

    RISK AND COMPLIANCE MANAGER. DUDLEY - HYBRID WORKING. £55,000. THE OPPORTUNITY. I'm pleased to be working for a well-established Insurance Company who have experienced some impressive growth over the past few years and who, as a result, are needing to expand their compliance team. … more

  4. Compliance Monitoring Officer

    Posted a week ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Solihull, West Midlands (45 miles)
    Job Type:
    Contract

    Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an … more

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  5. Head of Compliance

    Posted 08/07/2024 by The Virtual Recruiter

    Salary:
    £55,000 - £60,000/annum
    Location:
    Wolverhampton (48 miles)
    Job Type:
    Permanent

    An exciting opportunity has arisen for a Head of Compliance to play a crucial role in continuing our client's company's success by leading compliance policy and operations for the fastest growing FCA advisory firm in the UK. Job Title – Head of Compliance. … more

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  6. Compliance Officer

    Posted 28/06/2024 by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

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  7. We found 8 jobs outside your search area.

  8. Compliance Analyst

    Posted 01/07/2024 by Front Row Recruitment

    Salary:
    £30,000 - £35,000/annum plus excellent benefits
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more

    Apply Now
  9. compliance Officer IFA firm

    Posted 2 days ago by Astral Recruitment

    Salary:
    £35,000 - £40,000/annum full benefits package
    Location:
    Liverpool, Merseyside (81 miles)
    Job Type:
    Permanent

    Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more

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  10. Customer Service Team Leader

    Posted 03/07/2024 by Curve Group Holdings Ltd

    Remote job Quick apply
    Salary:
    £33,601 - £45,001/annum
    Location:
    Milton Keynes, Buckinghamshire (65 miles)
    Job Type:
    Permanent

    As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA more

  11. Mortgage and Protection Advisor

    Posted 01/07/2024 by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    Huddersfield (54 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

    Apply Now
  12. Claims Broker (full or part-time)

    Posted a week ago by Profound recruitment partners

    Quick apply
    Salary:
    £25,000 - £45,000/annum
    Location:
    Haslingden, Lancashire (70 miles)
    Job Type:
    Permanent

    The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more

  13. Senior Compliance Consultant

    Posted a week ago by NFU Mutual

    Featured job Remote job
    Salary:
    £80,000/annum + 25% annual bonus + PMI
    Location:
    Stratford-upon-Avon, Warwickshire (57 miles)
    Job Type:
    Permanent

    Senior Compliance Consultant. Join an award-winning company - including “Which?” Insurance Brand of the Year 2024 and Gallup's Exceptional Place to Work 2024. Guide and influence managers to ensure compliance with FCA rules. Hybrid role with 80% homeworking and 20% in … more

    Apply Now
  14. Remote Paraplanner

    Posted 10 hours ago by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £35,999 - £36,001/annum Comprehensive Benefits
    Location:
    Warrington, Cheshire (66 miles)
    Job Type:
    Permanent

    Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more

    Apply Now
  15. Financial Adviser - Desk Based

    Posted 28/06/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now

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