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Displaying 1-25 of 28 jobs
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Posted 04/06/2024 by Barbara Houghton Associates
Reporting to the General Manager, Legal & Compliance, responsibilities will include. Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/ … more
Posted 3 days ago by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted 04/06/2024 by Bell Cornwall Recruitment
Provide efficient administrative support to a team of Financial Advisers. Draft and distribute correspondence, including letters and emails. Act as a point of contact for clients, life offices, and internal business members. Maintain accurate company administration systems and ensure client … more
Posted 10/06/2024 by Page Personnel
Processing new business for advisers/planners, completing trades/fund switches, liaising with product providers and ensuring new business is administered correctly. Administration support for valuations, transfers and client reviews in preparation for client meetings. Liaising with client … more
Posted 4 days ago by Integro Partners
You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more
Posted by Brown & Brown
Insync Insurance, a valued part of the Brown & Brown Group, are looking to recruit a New Business Insurance Advisor to join their hard working and professional team. This is a fantastic opportunity for an individual to develop a successful career in insurance, working for a company noted …
Posted 06/06/2024 by Meridian Business Support
Meridian Business Support are currently working with an award-winning estate agent based in Liverpool who are looking to recruit a Mortgage Advisor with experience in buy to let mortgages. Key Responsibilities. Conduct in-depth onboarding and listen effectively to clients to better … more
Posted 13/06/2024 by Perfect Team
Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more
Posted yesterday by Opus Perm
Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more
Posted a week ago by Brown & Brown
Insync Insurance, a valued part of the Brown & Brown Group, are looking to recruit a New Business Insurance Advisor to join their hard working and professional team. This is a fantastic opportunity for an individual to develop a successful career in insurance, working for a company noted … more
Posted 04/06/2024 by Brook Street
They're looking to employ an experience Senior Life Insurance Advisor to join their experienced team. This role is a full time opportunity with an attractive salary and benefits package. Responsibilities and Duties. Engage with prequalified leads to discuss Life Insurance requirement's. No … more
Posted a week ago by Hooray
Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more
Posted 05/06/2024 by Acorn by Synergie
Vetting and assessing the suitability of new recruits for FCA registration. Managing applications for advisers, lead generators, and introducers. Ensuring regulatory compliance and conducting due diligence. Maintaining accurate records in the Broker Services Workflow … more
Posted a week ago by Service Service
As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more
Posted 2 days ago by The Burford Recruitment Company Ltd
The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm … more
Posted 07/06/2024 by HT Legal Solicitors
Communicate with clients, financial advisors, and other stakeholders to gather necessary information and clarify details. Prepare detailed reports and documentation to support claim decisions. Ensure compliance with all relevant legal and regulatory standards. Compose detailed … more
Posted 13/06/2024 by Avanti Personnel Limited
Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more
Posted 11/06/2024 by Search
Exciting opportunity to join an established firm of financial advisers as a Client Services Administrator. The will be supporting the Partners/advisers in the provision of high quality, accurate and timely administration service, in relation to all product areas within the … more
Posted 4 days ago by Niche Recruitment Ltd
Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more
Posted 04/06/2024 by Recruitment Solutions (Folkestone) Ltd
Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more
Posted 04/06/2024 by Recruitment Solutions (Folkestone) Ltd
Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more
Posted yesterday by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted today by Earle & Gomes
Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more
Posted a week ago by Adecco
Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more
Posted 2 weeks ago by PIB Risk Management
The Graduate Health and Safety/CDM Advisor is a key individual who will undertake CDM duties in line with the CDM 2105 regulations. The duties also encompass all other Health and Safety related duties in line with current Management of Health and Safety at Work Regulations and associated … more
Posted today by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
