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Displaying 1-18 of 18 jobs
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Posted 4 days ago by Front Row Recruitment
Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more
Posted a week ago by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted a week ago by Integro Partners
You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more
Posted 2 days ago by Curve Group Holdings Ltd
As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA … more
Posted 13/06/2024 by Perfect Team
Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more
Posted a week ago by Opus Perm
Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more
Posted today by Clear IT Recruitment
My client is searching for a Mortgage & Protection Adviser to join their offices based in Aberdeen, Aberdeenshire. My client is looking for an experienced Mortgage Adviser to join their team in Aberdeen. The ideal candidate will provide whole of market mortgage and protection … more
Posted 4 days ago by Rayner Personnel
Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more
Posted 19/06/2024 by Hooray
Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more
Posted a week ago by The Burford Recruitment Company Ltd
The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm … more
Posted 11/06/2024 by Search
Exciting opportunity to join an established firm of financial advisers as a Client Services Administrator. The will be supporting the Partners/advisers in the provision of high quality, accurate and timely administration service, in relation to all product areas within the … more
Posted a week ago by Niche Recruitment Ltd
Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more
Posted 2 days ago by Dignity Plc
Employee Relations Advisor. 🕓 Full-Time, Permanent. 📍 Maidenhead, Berkshire (Hybrid 3 Days Office-Based, 2 from home. 💷 Salary: Up to £40,000 per annum. #WorkingWithDignity #EmployeeRelations. Are you skilled in navigating employee relations challenges with sensitivity and empathy? If you … more
Posted a week ago by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted 17/06/2024 by Adecco
Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more
Posted a week ago by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
Posted a week ago by Fiducia Group
Compliance Administrator. Salary - £ 20,000 to £22,000 pa. Full Time, Permanent. Newark, NG24 1BS. Have you worked within the financial industry or Compliance before? Or interested in a career in finance and Compliance. Are you a logical thinker and able to work well under … more
Posted 20/06/2024 by Oakglen Wealth Limited
Oversee the audit process and liaise with external advisors where required. Ensure that all insurance requirements are met and regularly reviewed. Provide detailed financial forecasts and budgets. Support the business with the development and updating of its financial strategy. Ensure … more
