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Displaying 1-19 of 19 jobs
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Posted 6 days ago by HL Partnership
Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more
Posted 6 days ago by Yolk Recruitment
Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more
Posted 6 days ago by Apogee Corporation Limited
Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more
Posted a week ago by Jonathan Lee Recruitment Ltd
Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more
Posted today by enable Recruitment
Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more
Posted a week ago by Templegate recruitment
Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more
Posted a week ago by Templegate recruitment
Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more
Posted 5 days ago by Jobseekers Recruitment Services
A great team to join, they are all trained by the MD and have been recognised as one of the top 100 financial advisors in the country. Key areas of responsibility and duties. Preparing Letters. Calling Providers. Maintaining client data on the CRM and informing Providers where appropriate. … more
Posted today by Premier Jobs UK
As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more
Posted a week ago by Lime People Search & Select Ltd
We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more
Posted yesterday by Recruit Wealth Ltd
You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more
Posted a week ago by Wallace Hind Selection LTD
You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more
Posted 2 days ago by Bullion By Post
Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more
Posted yesterday by Your Mortgage Recruiter
This could mean that in time you progress into either a Mortgage Paraplanner role or into a Mortgage and Protection Advisor role, if of course you would like to. Again if you would like to, the company will happily support your further study of industry based qualifications such as the … more
Posted a week ago by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
Posted a week ago by PIB Employee Benefits
PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more
Posted a week ago by PIB Employee Benefits
PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more
Posted yesterday by North Oak Recruitment
Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more
Posted yesterday by Meridian Business Support
Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst near Manchester working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more
