Fca Compliance Advisor jobs

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  1. Regional Compliance Manager

    Posted 3 days ago by HL Partnership

    Salary:
    £34,000 - £36,000/annum
    Location:
    Stoke-on-Trent (43 miles)
    Job Type:
    Permanent

    Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more

    Apply Now
  2. Compliance Officer

    Posted a week ago by Yolk Recruitment

    Remote job
    Salary:
    £35,000 - £40,000/annum
    Location:
    Penarth, Vale of Glamorgan (135 miles)
    Job Type:
    Permanent

    Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more

    Apply Now
  3. Compliance Officer

    Posted 3 days ago by Yolk Recruitment

    Remote job
    Salary:
    £35,000 - £40,000/annum
    Location:
    Penarth, Vale of Glamorgan (135 miles)
    Job Type:
    Permanent

    Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more

    Apply Now
  4. Compliance & Data & Security Apprentice

    Posted 4 days ago by Apogee Corporation Limited

    Remote job Quick apply
    Location:
    Maidstone (136 miles)
    Job Type:
    Permanent

    Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more

  5. Rural Client Executive

    Posted 4 days ago by Jonathan Lee Recruitment Ltd

    Location:
    Malton (78 miles)
    Job Type:
    Permanent

    Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more

    Apply Now
  6. Paraplanner - Remote Available

    Posted 2 weeks ago by Ellis James Partners Ltd

    Remote job
    Salary:
    £35,000 - £40,000/annum
    Location:
    LL13, Wrexham, Clwyd (77 miles)
    Job Type:
    Permanent

    Provide research and technical support to Advisors. Prepare suitability reports, illustrations, and financial documentation. Ensure all reports comply with FCA guidelines. Collaborate with the wider team to ensure smooth business processing. Stay updated on products and regulatory … more

    Apply Now
  7. Paraplanner

    Posted a week ago by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    LA12, Ulverston, Cumbria (116 miles)
    Job Type:
    Permanent

    Support Financial Advisors by researching financial products and preparing detailed suitability reports. Conduct cash flow modelling and inheritance tax (IHT) calculations. Ensure that all reports and recommendations adhere to compliance standards (FCA). Maintain and … more

    Apply Now
  8. Head of Mortgage Servicing

    Posted a week ago by James Frank Associates

    Quick apply
    Location:
    West Malling, Kent (132 miles)
    Job Type:
    Permanent

    Due to internal developments within the business our client is looking to add a Head of Mortgage Servicing to their team, where you will be responsible for overseeing the daily operations of the Servicing team whilst ensuring compliance within industry standards, whilst ensuring all work is … more

  9. Mortgage and Protection Advisor

    Posted a week ago by Rayner Personnel

    Quick apply
    Salary:
    £30,000 - £40,000/annum
    Location:
    Livingston (224 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Livingston(EH54. My client is looking for a Qualified Mortgage and Protection Advisor to join them in their award winning team. What is on offer. Competitive salary (£30k-£40k basic) OTE £60k. Uncapped commission. Flexible working pattern. 75% of … more

  10. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now
  11. Report Writer

    Posted a week ago by Winhurst Recruitment

    Salary:
    £30,000 - £35,000/annum
    Location:
    Cornwall (250 miles)
    Job Type:
    Permanent

    Communicate effectively with Advisers, Clients, Colleagues, Providers, and Introducers. Uphold client confidentiality, data protection, and other legislative and organisational responsibilities. Collaborate with relevant teams regarding compliance, administration, technology, etc. … more

    Apply Now
  12. Internal Account Manager

    Posted 6 days ago by Wallace Hind Selection LTD

    Salary:
    £30,000 - £40,000/annum Pension + Financial Assistance with
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more

    Apply Now
  13. Self-Employed IFA

    Posted a week ago by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  14. Self-employed Independent Financial Advisor

    Posted a week ago by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  15. Self-employed Independent Financial Adviser

    Posted a week ago by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  16. Compliance Officer

    Posted 2 hours ago by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

    Apply Now
  17. Compliance Officer

    Posted a week ago by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

    Apply Now
  18. Communications Executive

    Posted a week ago by PIB Employee Benefits

    Location:
    Gloucester (88 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now

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