Fca Compliance Advisor jobs

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  1. Regional Compliance Manager

    Posted a week ago by HL Partnership

    Salary:
    £34,000 - £36,000/annum
    Location:
    Stoke-on-Trent (43 miles)
    Job Type:
    Permanent

    Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more

    Apply Now
  2. Compliance Officer

    Posted a week ago by Yolk Recruitment

    Remote job
    Salary:
    £35,000 - £40,000/annum
    Location:
    Penarth, Vale of Glamorgan (135 miles)
    Job Type:
    Permanent

    Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more

    Apply Now
  3. Compliance & Data & Security Apprentice

    Posted a week ago by Apogee Corporation Limited

    Remote job Quick apply
    Location:
    Maidstone (136 miles)
    Job Type:
    Permanent

    Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more

  4. Mortgage and Protection Advisor

    Posted 8 hours ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (38 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

    Apply Now
  5. Compliance Manager/Paraplanner

    Posted today by Dovetail Recruitment Ltd

    Salary:
    £35,000 - £45,000/annum Plus excellent benefits
    Location:
    Ferndown, Dorset (151 miles)
    Job Type:
    Permanent

    Compliance Officer/Paraplanner – Financial Services. Location: Ferndown ( Hybrid options -1 day a week in the office. Hours: Part-Time – Flexible to Fit Around Family Life. Salary: £35,000 - £45,000 (Depending on experience. Reporting To: Senior Partner. About Us. Join a highly regarded … more

    Apply Now
  6. Paraplanner

    Posted 5 days ago by enable Recruitment

    Salary:
    £35,000 - £45,000/annum
    Location:
    Liverpool (81 miles)
    Job Type:
    Permanent

    Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more

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  7. Financial Administrator / Paraplanner

    Posted a week ago by MLT Recruitment Services

    Location:
    Ivybridge, Devon (213 miles)
    Job Type:
    Permanent

    Client Support: Assist financial advisors in preparing for client meetings, including the production of reports, financial plans, and recommendations. Administration: Handle day-to-day administrative tasks such as managing client files, updating client records, and processing new business … more

    Apply Now
  8. Aftersales Advisor

    Posted 3 days ago by V3 Recruitment

    Salary:
    £27,000 - £34,600/annum
    Location:
    SO30, Hedge End, Hampshire (140 miles)
    Job Type:
    Permanent

    We are now seeking talented Service Advisor to join our successful Aftersales team in Hedge End. The main objective of the role is to maximise service profitability through the use of professional sales techniques. Key Objectives of the role. Maximise customer awareness of all available … more

    Apply Now
  9. Paraplanner

    Posted 4 days ago by Templegate recruitment

    Salary:
    £35,000 - £50,000/annum
    Location:
    NE2, Jesmond, Newcastle upon Tyne (141 miles)
    Job Type:
    Permanent

    Recognised as one of the UK's top 100 Independent Financial Advisers, they have helped both clients and the company thrive through a personal approach to financial planning. The Ideal Candidate. The successful candidate will have experience working in the financial services industry, … more

    Apply Now
  10. Paraplanner

    Posted 6 days ago by Recruit Wealth Ltd

    Salary:
    £35,000 - £44,000/annum
    Location:
    CF72, Talbot Green, Rhondda Cynon Taf (135 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now
  11. Ifa Administrator

    Posted 10 hours ago by Templegate recruitment

    Salary:
    £27,000 - £32,000/annum
    Location:
    SN13, Corsham, Wiltshire (114 miles)
    Job Type:
    Permanent

    Reports to: Financial Adviser / Practice Manager. Salary: Competitive, dependent on experience. Working Hours: Full-time / Part-time (flexibility available. Job Overview. We are seeking an experienced IFA Administrator to join our dynamic team. The ideal candidate will have experience … more

    Apply Now
  12. Financial Controller

    Posted a week ago by Deerfoot IT Resources Limited

    Remote job
    Salary:
    £80,000 - £100,000/annum Generous Benefits Package
    Location:
    Basildon, Essex (115 miles)
    Job Type:
    Permanent

    In this pivotal role, you will be at the heart of our financial operations, ensuring our company's financial health, regulatory compliance, and strategic success in the investment industry. We are keen to see candidates from Wealth Management / Insurance background. Key Responsibilities. … more

    Apply Now
  13. Compliance Officer

    Posted a week ago by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

    Apply Now
  14. Mortgage & Protection Administrator

    Posted 6 days ago by Your Mortgage Recruiter

    Salary:
    £35,000 - £40,000/annum - Basic Salary, plus Bonuses.
    Location:
    South West London, Greater London (110 miles)
    Job Type:
    Permanent

    This could mean that in time you progress into either a Mortgage Paraplanner role or into a Mortgage and Protection Advisor role, if of course you would like to. Again if you would like to, the company will happily support your further study of industry based qualifications such as the … more

    Apply Now
  15. Employment Law Advisor

    Posted today by WeRecruit Auto Ltd

    Remote job Quick apply
    Salary:
    £33,000 - £40,000/annum
    Location:
    PE1, Peterborough, Cambridgeshire (45 miles)
    Job Type:
    Permanent

    Legal Advisor required in Peterborough area - Hybrid working option (HR Specialism. Full-time, Mon-Fri 9am - 5pm permanent with hybrid working. Salary is negotiable depending on experience, in region of £33-40,000. 22 days annual leave + bank holidays + Christmas close-down. * No Time … more

  16. Risk and Compliance Analyst

    Posted 6 days ago by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    LE19, Enderby, Leicestershire (23 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

    Apply Now
  17. Compliance Officer

    Posted a week ago by Marc Daniels

    Remote job
    Salary:
    £400/day
    Location:
    Bracknell, Berkshire (107 miles)
    Job Type:
    Contract

    A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period. This role could lead to future opportunities as the department becomes established. Responsibilities. Supporting the more

    Apply Now

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