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Fca Compliance Advisor jobs

Displaying 1-13 of 13 jobs

fca compliance advisor £30,001 - £40,000 £80,001 - £100,000 £100,001+ Posted in the last 7 days Clear all

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  2. Compliance Officer (SMF 16)

    Posted 5 days ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £85,000 - £90,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (82 miles)
    Job Type:
    Permanent

    A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office. This is a significant role within the business and requires an accomplished individual with their CISI Level … more

  3. Paraplanner

    Posted 4 days ago by enable Recruitment

    Salary:
    £35,000 - £45,000/annum
    Location:
    Liverpool (81 miles)
    Job Type:
    Permanent

    Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more

    Apply Now

  4. T&C Manager

    Posted 4 days ago by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more

    Apply Now

  5. Aftersales Advisor

    Posted 2 days ago by V3 Recruitment

    Salary:
    £27,000 - £34,600/annum
    Location:
    SO30, Hedge End, Hampshire (140 miles)
    Job Type:
    Permanent

    We are now seeking talented Service Advisor to join our successful Aftersales team in Hedge End. The main objective of the role is to maximise service profitability through the use of professional sales techniques. Key Objectives of the role. Maximise customer awareness of all available … more

    Apply Now

  6. Paraplanner

    Posted 3 days ago by Templegate recruitment

    Salary:
    £35,000 - £50,000/annum
    Location:
    NE2, Jesmond, Newcastle upon Tyne (141 miles)
    Job Type:
    Permanent

    Recognised as one of the UK's top 100 Independent Financial Advisers, they have helped both clients and the company thrive through a personal approach to financial planning. The Ideal Candidate. The successful candidate will have experience working in the financial services industry, … more

    Apply Now

  7. Paraplanner

    Posted 5 days ago by Recruit Wealth Ltd

    Salary:
    £35,000 - £44,000/annum
    Location:
    CF72, Talbot Green, Rhondda Cynon Taf (135 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now

  8. Paraplanner

    Posted 3 days ago by Recruit Wealth Ltd

    Salary:
    £40,000 - £44,000/annum
    Location:
    Newcastle upon Tyne, Tyne & Wear (140 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now

  9. Compliance Officer

    Posted 6 days ago by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

    Apply Now

  10. Mortgage Paraplanner

    Posted 3 days ago by Your Mortgage Recruiter

    Salary:
    £40,000 - £45,000/annum - Basic Salary, plus Bonuses.
    Location:
    South West London, Greater London (110 miles)
    Job Type:
    Permanent

    This is a great opportunity for either an established Mortgage Paraplanner, for an experienced Mortgage Administrator who is keen to work within a more technical position or possibly for an experienced Mortgage Advisor/Broker who is now keen to move away from an advice based role but that … more

    Apply Now

  11. Mortgage & Protection Administrator

    Posted 5 days ago by Your Mortgage Recruiter

    Salary:
    £35,000 - £40,000/annum - Basic Salary, plus Bonuses.
    Location:
    South West London, Greater London (110 miles)
    Job Type:
    Permanent

    This could mean that in time you progress into either a Mortgage Paraplanner role or into a Mortgage and Protection Advisor role, if of course you would like to. Again if you would like to, the company will happily support your further study of industry based qualifications such as the … more

    Apply Now

  12. Risk and Compliance Analyst

    Posted 5 days ago by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    LE19, Enderby, Leicestershire (23 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

    Apply Now

  13. Compliance Officer

    Posted 6 days ago by Marc Daniels

    Remote job
    Salary:
    £400/day
    Location:
    Bracknell, Berkshire (107 miles)
    Job Type:
    Contract

    A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period. This role could lead to future opportunities as the department becomes established. Responsibilities. Supporting the … more

    Apply Now

  14. Risk & Compliance Analyst

    Posted 5 days ago by Meridian Business Support

    Salary:
    £40,000 - £50,000/annum
    Location:
    Manchester (57 miles)
    Job Type:
    Permanent

    Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst near Manchester working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more

    Apply Now

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