Fca Compliance Advisor jobs

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  1. Compliance Officer - FCA and PSD2

    Posted a week ago by EF Recruitment

    Salary:
    £55,000 - £60,000/annum Hybrid
    Location:
    SW1V, Victoria, Greater London (109 miles)
    Job Type:
    Contract

    Our client is a global Fintech type organisation now seeking a Compliance Officer with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more

    Apply Now
  2. Compliance Officer (SMF 16)

    Posted 6 days ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £85,000 - £90,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (82 miles)
    Job Type:
    Permanent

    A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office. This is a significant role within the business and requires an accomplished individual with their CISI Level … more

  3. Mortgage and Protection Advisor

    Posted 4 hours ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (38 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

    Apply Now
  4. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (74 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

    Apply Now
  5. In-House Employment Solicitor

    Posted 6 days ago by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  6. Employment Counsel

    Posted 6 days ago by The Portfolio Group

    Salary:
    £55,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  7. Employment Lawyer

    Posted 5 days ago by The Portfolio Group

    Salary:
    £50,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  8. Financial Controller

    Posted 09/09/2024 by Deerfoot IT Resources Limited

    Remote job
    Salary:
    £80,000 - £100,000/annum Generous Benefits Package
    Location:
    Basildon, Essex (115 miles)
    Job Type:
    Permanent

    In this pivotal role, you will be at the heart of our financial operations, ensuring our company's financial health, regulatory compliance, and strategic success in the investment industry. We are keen to see candidates from Wealth Management / Insurance background. Key Responsibilities. … more

    Apply Now
  9. Self-Employed IFA

    Posted 16/09/2024 by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  10. Self-employed Independent Financial Advisor

    Posted 16/09/2024 by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  11. Self-employed Independent Financial Adviser

    Posted 16/09/2024 by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  12. Financial Adviser - Office Based

    Posted 10/09/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now
  13. Compliance Associate

    Posted 4 days ago by Anonymous

    Salary:
    £45,000 - £55,000/annum
    Location:
    London (109 miles)
    Job Type:
    Permanent

    Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more

    Apply Now
  14. Compliance Officer

    Posted a week ago by Marc Daniels

    Remote job
    Salary:
    £400/day
    Location:
    Bracknell, Berkshire (107 miles)
    Job Type:
    Contract

    A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period. This role could lead to future opportunities as the department becomes established. Responsibilities. Supporting the more

    Apply Now
  15. Technical Author (Regulation & Training Documentation)

    Posted a week ago by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now
  16. Compliance Monitoring Manager

    Posted 10/09/2024 by Pearson Whiffin Recruitment Ltd

    Salary:
    £48,000 - £58,000/annum
    Location:
    Chatham (129 miles)
    Job Type:
    Permanent

    Job Title: Compliance Assurance Manager. Salary: £48,000 - £58,000. Location: Chatham. An excellent opportunity has arisen with my client, a highly reputable financial services organisation. We are seeking a highly skilled Compliance Assurance Manager to join on a permanent basis … more

    Apply Now
  17. Project Consultant (Documentation & Regulation Development) - REMOTE

    Posted 13/09/2024 by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now
  18. Compliance Analyst

    Posted 3 days ago by Uniting People

    Salary:
    £50,000 - £55,000/annum
    Location:
    EC3V, Langbourn, Greater London (109 miles)
    Job Type:
    Permanent

    Compliance Analyst - Insurance. Monday - Friday. Hybrid. The role. The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with company regulatory compliance framework and oversee the Intermediary Services' … more

    Apply Now

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