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Displaying 1-21 of 21 jobs
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Posted yesterday by HL Partnership
Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more
Posted 30/08/2024 by Barlow Wood Ltd
COMPLIANCE OFFICER. ALDERLEY EDGE. UP TO £30, 000 doe. Our client is seeking to add to their Compliance team and keen to speak with individuals who have previous experience gained in the UK Financial Services sector (this is an essential requirement). You will be responsible for … more
Posted 30/08/2024 by NJR Recruitment Ltd
Junior Compliance Administrator. York. £23,000 - £25,000. NJR are currently working with a leading Independent Wealth Management Advisory firm based on the outskirts of York who are looking for a Junior Compliance Administrator to join their ambitious, expanding and technically … more
Posted a week ago by Open Financial Services
Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more
Posted 11/09/2024 by Aimee Willow Connex Ltd
To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more
Posted a week ago by Ellis James Partners Ltd
The successful candidate will work closely with Advisors and the Administration Lead to ensure smooth business processing, high-quality client service, and preparation for client meetings. What will you do. Schedule and confirm client appointments, sending pre-meeting information as needed. … more
Posted a week ago by Lime People Search & Select Ltd
We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more
Posted 09/09/2024 by PRS Recruitment Group Ltd T/A Refuel Talent
To work with the Compliance Manager and other key stakeholders in the business to deliver the key elements of the compliance assurance activities. Providing accurate and timely management information, including commentary on key subjects that are on the regulatory horizon. DUTIES … more
Posted 05/09/2024 by Recruitment Solutions (Folkestone) Ltd
You will be providing paraplanning support for the advisers within the firm, helping them with giving the best financial advice to their clients. This includes preparing client suitability and annual review reports, ensuring they adhere to both FCA and firm guidelines. You will … more
Posted 12/09/2024 by Templegate recruitment
This is a key role in supporting their Independent Financial Advisors (IFAs) and ensuring the smooth operation of the firm. The ideal candidate will be detail-oriented, proactive, and highly organised. Day-to-Day Duties. Client Administration: Manage daily client account administration, … more
Posted a week ago by A for Appointments
Oversee tax and finance regulatory compliance issues. Prepare and submit information to statutory and regulatory authorities including HMRC and FCA. Manage the production of annual statutory accounts. Planning year-end timetable and audit (key audit contact. Ensure the accuracy and … more
Posted 02/09/2024 by Medlock Partners Ltd
Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more
Posted 4 days ago by Wallace Hind Selection LTD
You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more
Posted a week ago by Jukes Insurance Brokers
Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more
Posted 10/09/2024 by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted a week ago by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
Posted 09/09/2024 by WeRecruit Auto Ltd
Legal Advisor required in Peterborough area - Hybrid working option (HR Specialism. Full-time, Mon-Fri 9am - 5pm permanent with hybrid working. Salary is negotiable depending on experience, in region of £33-40,000. 22 days annual leave + bank holidays + Christmas close-down. * No Time … more
Posted a week ago by PIB Employee Benefits
PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more
Posted 11 hours ago by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
Posted 2 weeks ago by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
Posted 03/09/2024 by MUFG Pension & Market Services
The Compliance Associate will join MUFG Pension & Market Services on a 12-month fixed term contract. You will work on a hybrid basis from our city centre office in Leeds, meaning you will be in with the team at least a couple of days a week, so you'll need to be within a commutable distance … more
