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  1. Compliance Monitoring Officer

    Posted a week ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Solihull, West Midlands (45 miles)
    Job Type:
    Contract

    Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an … more

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  2. Remote Paraplanner

    Posted today by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £35,999 - £36,001/annum Comprehensive Benefits
    Location:
    Warrington, Cheshire (66 miles)
    Job Type:
    Permanent

    Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more

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  3. Financial Adviser - Desk Based

    Posted 28/06/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

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  4. Compliance Associate

    Posted 28/06/2024 by Earle & Gomes

    Salary:
    £45,000 - £55,000/annum
    Location:
    London (109 miles)
    Job Type:
    Permanent

    Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more

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  5. Compliance Officer

    Posted 28/06/2024 by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

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  6. Compliance Assurance Manager

    Posted 2 weeks ago by Pearson Whiffin Recruitment Ltd

    Salary:
    £48,000 - £58,000/annum
    Location:
    Chatham (129 miles)
    Job Type:
    Permanent

    Job Title: Compliance Assurance Manager. Salary: £48,000 - £58,000. Location: Chatham or Wolverhampton. Overview. An excellent opportunity has arisen with my client, a highly reputable financial services organisation. We are seeking a highly skilled Compliance Assurance Manager to … more

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