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Displaying 1-19 of 19 jobs
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Posted 16/09/2024 by Open Financial Services
Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more
Posted 11/09/2024 by Aimee Willow Connex Ltd
To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more
Posted 16/09/2024 by Ellis James Partners Ltd
The successful candidate will work closely with Advisors and the Administration Lead to ensure smooth business processing, high-quality client service, and preparation for client meetings. What will you do. Schedule and confirm client appointments, sending pre-meeting information as needed. … more
Posted 5 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 4 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 4 days ago by Premier Jobs UK
As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more
Posted 19/09/2024 by Lime People Search & Select Ltd
We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more
Posted 12/09/2024 by Templegate recruitment
This is a key role in supporting their Independent Financial Advisors (IFAs) and ensuring the smooth operation of the firm. The ideal candidate will be detail-oriented, proactive, and highly organised. Day-to-Day Duties. Client Administration: Manage daily client account administration, … more
Posted 3 days ago by Medlock Partners Ltd
Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more
Posted a week ago by Wallace Hind Selection LTD
You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more
Posted 17/09/2024 by Jukes Insurance Brokers
Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more
Posted 6 days ago by Bullion By Post
Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more
Posted 10/09/2024 by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted 19/09/2024 by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
Posted 19/09/2024 by PIB Employee Benefits
PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more
Posted 5 days ago by North Oak Recruitment
Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more
Posted a week ago by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
Posted 13/09/2024 by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
Posted 5 days ago by Meridian Business Support
Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst near Manchester working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more
