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Displaying 1-8 of 8 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted 4 days ago by Medlock Partners Ltd
Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more
We found 7 jobs outside your search area.
Posted 6 days ago by The Burford Recruitment Company Ltd
A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office. This is a significant role within the business and requires an accomplished individual with their CISI Level … more
Posted a week ago by Apogee Corporation Limited
Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more
Posted 2 weeks ago by Templegate recruitment
Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more
Posted 2 weeks ago by Templegate recruitment
Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more
Posted a week ago by Jobseekers Recruitment Services
A great team to join, they are all trained by the MD and have been recognised as one of the top 100 financial advisors in the country. Key areas of responsibility and duties. Preparing Letters. Calling Providers. Maintaining client data on the CRM and informing Providers where appropriate. … more
Posted a week ago by MLT Recruitment Services
Client Support: Assist financial advisors in preparing for client meetings, including the production of reports, financial plans, and recommendations. Administration: Handle day-to-day administrative tasks such as managing client files, updating client records, and processing new business … more
Posted a week ago by Deerfoot IT Resources Limited
In this pivotal role, you will be at the heart of our financial operations, ensuring our company's financial health, regulatory compliance, and strategic success in the investment industry. We are keen to see candidates from Wealth Management / Insurance background. Key Responsibilities. … more
