Fca Compliance Advisor jobs

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  1. Compliance Analyst

    Posted 4 days ago by Front Row Recruitment

    Salary:
    £30,000 - £35,000/annum plus excellent benefits
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more

    Apply Now
  2. Customer Service Team Leader

    Posted 2 days ago by Curve Group Holdings Ltd

    Remote job Quick apply
    Salary:
    £33,601 - £45,001/annum
    Location:
    Milton Keynes, Buckinghamshire (65 miles)
    Job Type:
    Permanent

    As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA more

  3. Compliance Monitoring Officer FTC

    Posted 4 days ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Solihull, West Midlands (45 miles)
    Job Type:
    Contract

    Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to … more

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  4. Financial Adviser - Desk Based

    Posted a week ago by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

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  5. Compliance Officer

    Posted a week ago by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

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  6. We found 3 jobs outside your search area.

  7. compliance Officer IFA firm

    Posted a week ago by Astral Recruitment

    Salary:
    £35,000 - £40,000/annum full benefits package
    Location:
    Liverpool, Merseyside (81 miles)
    Job Type:
    Permanent

    Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more

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  8. Mortgage Case Handler

    Posted a week ago by Opus Perm

    Salary:
    £30,000 - £35,000/annum
    Location:
    Ipswich, Suffolk (114 miles)
    Job Type:
    Permanent

    Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more

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  9. Junior Compliance Office

    Posted a week ago by Niche Recruitment Ltd

    Salary:
    £35,000 - £40,000/annum
    Location:
    Horsham (135 miles)
    Job Type:
    Permanent

    Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more

    Apply Now

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