Fca Compliance Advisor jobs

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  1. Compliance Analyst

    Posted a week ago by Front Row Recruitment

    Salary:
    £30,000 - £35,000/annum plus excellent benefits
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more

    Apply Now
  2. Customer Service Team Leader

    Posted a week ago by Curve Group Holdings Ltd

    Remote job Quick apply
    Salary:
    £33,601 - £45,001/annum
    Location:
    Milton Keynes, Buckinghamshire (65 miles)
    Job Type:
    Permanent

    As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA more

  3. Mortgage and Protection Advisor

    Posted a week ago by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    North/North West (32 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

    Apply Now
  4. Compliance Monitoring Officer FTC

    Posted a week ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Solihull, West Midlands (45 miles)
    Job Type:
    Contract

    Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to … more

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  5. Financial Adviser - Desk Based

    Posted a week ago by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now
  6. Compliance Officer

    Posted a week ago by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

    Apply Now
  7. We found 5 jobs outside your search area.

  8. Mortgage Case Handler

    Posted a week ago by Opus Perm

    Salary:
    £30,000 - £35,000/annum
    Location:
    Ipswich, Suffolk (114 miles)
    Job Type:
    Permanent

    Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more

    Apply Now
  9. Mortgage and Protection Advisor

    Posted a week ago by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    North/North West (78 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

    Apply Now
  10. Compliance Officer

    Posted yesterday by Mash Group

    Salary:
    £33,000 - £35,000/annum
    Location:
    BH21 7UH (151 miles)
    Job Type:
    Part Time

    Role: Compliance Offer. Hours: 20 hours a week. Location: Ferndown Dorset wit Hybrid option. About Our Client. An independent financial advisers, they are committed to providing comprehensive advice on a wide range of financial products. Their objective is to ensure that their … more

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  11. Paraplanner

    Posted yesterday by Retrack Personnel Holdings Limited

    Quick apply
    Salary:
    £34,000 - £40,000/annum
    Location:
    Glasgow, Glasgow City (236 miles)
    Job Type:
    Permanent

    Collaborating closely with their financial advisers and client support teams, offering advice and ongoing services to both new and existing clients. Supported by their experienced paraplanning management and finance team, you'll work on diverse client cases, continually enhancing your … more

  12. Marketing Executive

    Posted yesterday by Vitality

    Featured job
    Location:
    London (108 miles)
    Job Type:
    Permanent

    Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business … more

    Apply Now

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