Fca Compliance Advisor jobs

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  1. IFA Administrator

    Posted 2 days ago by Medlock Partners Ltd

    Salary:
    £23,000 - £26,000/annum
    Location:
    Leicester (26 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, TCF, T&C and, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the company at all times. … more

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  3. Aftersales Advisor

    Posted yesterday by V3 Recruitment

    Salary:
    £27,000 - £34,600/annum
    Location:
    SO30, Hedge End, Hampshire (140 miles)
    Job Type:
    Permanent

    We are now seeking talented Service Advisor to join our successful Aftersales team in Hedge End. The main objective of the role is to maximise service profitability through the use of professional sales techniques. Key Objectives of the role. Maximise customer awareness of all available … more

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  4. Paraplanner

    Posted 3 days ago by Templegate recruitment

    Salary:
    £35,000 - £50,000/annum
    Location:
    NE2, Jesmond, Newcastle upon Tyne (141 miles)
    Job Type:
    Permanent

    Recognised as one of the UK's top 100 Independent Financial Advisers, they have helped both clients and the company thrive through a personal approach to financial planning. The Ideal Candidate. The successful candidate will have experience working in the financial services industry, … more

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  5. Paraplanner

    Posted 3 days ago by Recruit Wealth Ltd

    Salary:
    £40,000 - £44,000/annum
    Location:
    Newcastle upon Tyne, Tyne & Wear (140 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

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  6. Mortgage Paraplanner

    Posted 3 days ago by Your Mortgage Recruiter

    Salary:
    £40,000 - £45,000/annum - Basic Salary, plus Bonuses.
    Location:
    South West London, Greater London (110 miles)
    Job Type:
    Permanent

    This is a great opportunity for either an established Mortgage Paraplanner, for an experienced Mortgage Administrator who is keen to work within a more technical position or possibly for an experienced Mortgage Advisor/Broker who is now keen to move away from an advice based role but that … more

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  7. Compliance Associate

    Posted 3 days ago by Earle & Gomes

    Salary:
    £45,000 - £55,000/annum
    Location:
    London (109 miles)
    Job Type:
    Permanent

    Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more

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  8. Compliance Analyst

    Posted 2 days ago by Uniting People

    Salary:
    £50,000 - £55,000/annum
    Location:
    EC3V, Langbourn, Greater London (109 miles)
    Job Type:
    Permanent

    Compliance Analyst - Insurance. Monday - Friday. Hybrid. The role. The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with company regulatory compliance framework and oversee the Intermediary Services' … more

    Apply Now