Fca Compliance Advisor jobs

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  1. Ifa Administrator

    Posted 3 days ago by Brilliantin Recruitment

    Salary:
    £24,000 - £28,000/annum
    Location:
    Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules and all elements of compliance at all times. Keep up to date with all relevant product, legislative and technical changes, as required. Ensure all dealings with customers are carried out in a … more

    Apply Now
  2. Claims Broker (full or part-time)

    Posted 2 days ago by Profound recruitment partners

    Quick apply
    Salary:
    £25,000 - £45,000/annum
    Location:
    Haslingden, Lancashire (70 miles)
    Job Type:
    Permanent

    The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more

  3. Compliance Monitoring Officer

    Posted 2 days ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Solihull, West Midlands (45 miles)
    Job Type:
    Contract

    Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an … more

    Apply Now
  4. We found 9 jobs outside your search area.

  5. Paraplanner

    Posted yesterday by enable Recruitment

    Salary:
    £35,000 - £40,000/annum
    Location:
    Glasgow (236 miles)
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

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  6. Financial Services Administrator (experienced)

    Posted yesterday by Service Service

    Salary:
    £26,000 - £28,000/annum See job description below
    Location:
    Rushbrooke, Suffolk (93 miles)
    Job Type:
    Permanent

    As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more

    Apply Now
  7. Employed Senior Mortgage Advisor - Haywards Heath, West Sussex

    Posted 3 days ago by Rayner Personnel

    Location:
    Haywards Heath, West Sussex (142 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Employed Senior Mortgage Advisor - Haywards Heath, West Sussex*. Are you a seasoned mortgage professional looking for a rewarding role as an Employed Senior Mortgage Advisor - Haywards Heath, West Sussex? A thriving estate agency is seeking a talented Senior … more

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  8. Trainee Paraplanner

    Posted 8 hours ago by Avanti Personnel Limited

    Salary:
    £25,000 - £27,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more

    Apply Now
  9. Compliance Officer

    Posted 3 days ago by Adecco

    Remote job
    Salary:
    £425 - £475/day
    Location:
    City of London, London (109 miles)
    Job Type:
    Contract

    Compliance Officer working with Insurance Company for an initial 6-month contract, this will be paying between £425 - £475 per day (inside IR35). This is a Hybrid contract, 3 days per week in the office. Job Summary. The role will support the CorSo and UK business meet its Compliance</ … more

    Apply Now
  10. Paraplanner

    Posted 8 hours ago by Avanti Personnel Limited

    Salary:
    £28,000 - £32,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Working in collaboration with Financial Advisers, admin and other colleagues, the successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and maintaining client records. This superb opportunity will … more

    Apply Now
  11. Self-Employed IFA

    Posted yesterday by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  12. Self-employed Independent Financial Advisor

    Posted yesterday by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  13. Self-employed Independent Financial Adviser

    Posted yesterday by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now

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