Fca Compliance Advisor jobs

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  1. Mortgage Compliance Officer

    Posted 2 days ago by NJR Recruitment Ltd

    Salary:
    £28,000 - £32,000/annum
    Location:
    Doncaster, South Yorkshire (39 miles)
    Job Type:
    Permanent

    Mortgage Compliance Officer. DONCASTER. £28,000 - £32,000. NJR Recruitment is thrilled to be recruiting for a hugely successful and growing firm of Independent Mortgage Brokers who require additional team members to join their Compliance team. What's in it for you. Great basic … more

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  3. compliance Officer IFA firm

    Posted yesterday by Astral Recruitment

    Salary:
    £35,000 - £40,000/annum full benefits package
    Location:
    Liverpool, Merseyside (81 miles)
    Job Type:
    Permanent

    Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more

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  4. Paraplanner

    Posted a week ago by enable Recruitment

    Salary:
    £35,000 - £40,000/annum
    Location:
    Glasgow (236 miles)
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

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  5. IFA Administrator

    Posted yesterday by Opus Perm

    Remote job
    Salary:
    £27,000 - £32,000/annum
    Location:
    Colchester, Essex (113 miles)
    Job Type:
    Permanent

    The Financial Services Administrator will be responsible for maintaining and organizing client and portfolio records, arranging client reviews, preparing necessary documentation, and ensuring compliance with regulations. This role involves direct communication with clients, financial more

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  6. Paraplanner

    Posted 6 days ago by Avanti Personnel Limited

    Salary:
    £28,000 - £32,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Working in collaboration with Financial Advisers, admin and other colleagues, the successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and maintaining client records. This superb opportunity will … more

    Apply Now
  7. Self-Employed IFA

    Posted a week ago by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

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  8. Self-employed Independent Financial Advisor

    Posted a week ago by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  9. Self-employed Independent Financial Adviser

    Posted a week ago by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now