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Displaying 1-25 of 65 jobs
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Posted 30/08/2024 by Barlow Wood Ltd
COMPLIANCE OFFICER. ALDERLEY EDGE. UP TO £30, 000 doe. Our client is seeking to add to their Compliance team and keen to speak with individuals who have previous experience gained in the UK Financial Services sector (this is an essential requirement). You will be responsible for … more
Posted yesterday by HL Partnership
Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more
Posted 30/08/2024 by NJR Recruitment Ltd
Junior Compliance Administrator. York. £23,000 - £25,000. NJR are currently working with a leading Independent Wealth Management Advisory firm based on the outskirts of York who are looking for a Junior Compliance Administrator to join their ambitious, expanding and technically … more
Posted a week ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Analyst with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more
Posted a week ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Analyst with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more
Posted 10/09/2024 by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Analyst with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more
Posted a week ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Regulatory Compliance Specialist with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , … more
Posted 11 hours ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Analyst with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more
Posted 06/09/2024 by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Specialist with Payments and PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract … more
Posted a week ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Officer with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more
Posted 10/09/2024 by Yolk Recruitment
Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more
Posted a week ago by Yolk Recruitment
Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more
Posted yesterday by Yolk Recruitment
Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more
Posted yesterday by Apogee Corporation Limited
Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more
Posted a week ago by Open Financial Services
Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more
Posted 04/09/2024 by Usay Compare
This roleis integral to our business as you are ensuring that the Sales Advisers are selling compliantly to our clients, abiding by the FCA regulations, and providing them with the best possible advice. What we can offer you. A competitive basic salary of £23,500 per annum. Monday … more
Posted 11/09/2024 by Aimee Willow Connex Ltd
To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more
Posted 12/09/2024 by Four Squared Recruitment Ltd
Our client is looking for a dedicated Sales Advisor to join their team in Cirencester. This role will focus on retaining existing clients and upgrading their services by delivering exceptional customer care and expert service knowledge, all while ensuring full FCA compliance</ … more
Posted 11/09/2024 by Dovetail Recruitment Ltd
Compliance Officer/Paraplanner – Financial Services. Location: Ferndown ( Hybrid options -1 day a week in the office. Hours: Part-Time – Flexible to Fit Around Family Life. Salary: £35,000 - £45,000 (Depending on experience. Reporting To: Senior Partner. About Us. Join a highly regarded … more
Posted 04/09/2024 by Cathedral Appointments Ltd
Our client, an independent Financial Advisory firm whose mission is to help people feel empowered about their financial future is seeking an experienced Financial Advisor to join their team on a full-time permanent basis. As a Financial Advisor, you will be to deliver the firm's … more
Posted a week ago by Ellis James Partners Ltd
The successful candidate will work closely with Advisors and the Administration Lead to ensure smooth business processing, high-quality client service, and preparation for client meetings. What will you do. Schedule and confirm client appointments, sending pre-meeting information as needed. … more
Posted 2 days ago by Jonathan Lee Recruitment Ltd
Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more
Posted a week ago by Ellis James Partners Ltd
Provide research and technical support to Advisors. Prepare suitability reports, illustrations, and financial documentation. Ensure all reports comply with FCA guidelines. Collaborate with the wider team to ensure smooth business processing. Stay updated on products and regulatory … more
Posted a week ago by Ellis James Partners Ltd
Support Financial Advisors by researching financial products and preparing detailed suitability reports. Conduct cash flow modelling and inheritance tax (IHT) calculations. Ensure that all reports and recommendations adhere to compliance standards (FCA). Maintain and … more
Posted a week ago by James Frank Associates
Due to internal developments within the business our client is looking to add a Head of Mortgage Servicing to their team, where you will be responsible for overseeing the daily operations of the Servicing team whilst ensuring compliance within industry standards, whilst ensuring all work is … more
