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Permanent Fca Compliance Advisor jobs

Displaying 1-25 of 38 jobs

fca compliance advisor £101 - £200 per day Permanent Clear all

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  2. Senior Compliance Officer

    Posted a week ago by Page Personnel

    Remote job
    Salary:
    £40,000 - £48,000/annum
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    A reputable investment firm in Leeds is recruiting for a Senior Compliance Officer on an 18 month fixed term basis. Client Details. Based in central Leeds, this is an impressive financial services organisation growing through some exciting growth. They can boast of a great culture which … more

    Apply Now

  3. Compliance Officer

    Posted yesterday by Barlow Wood Ltd

    Salary:
    £26,000 - £30,000/annum
    Location:
    Alderley Edge, Cheshire East (51 miles)
    Job Type:
    Permanent

    COMPLIANCE OFFICER. ALDERLEY EDGE. UP TO £30, 000 doe. Our client is seeking to add to their Compliance team and keen to speak with individuals who have previous experience gained in the UK Financial Services sector (this is an essential requirement). You will be responsible for … more

    Apply Now

  4. Featured Jobs

    1. Financial Advisor

      Posted by NFU Mutual

      Featured job
      Aberdeen
      NFU Mutual

      Financial Advisor. Aberdeen. Competitive Basic Salary with £100,000 OTE, Car and benefits. Providing holistic financial planning advice to existing NFU Mutual customers. Partnering with a local Agency of NFU Mutual and developing relationships with their customers. Field based position with …

      Apply Now
      More Apply Now

    2. Marketing Executive – Product Pre-Sales Enablement

      Posted by Vitality

      Featured job
      London
      Vitality

      Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. We are happy to discuss flexible working. Top 3 skills needed for this role. Being adept with working in a fast paced business environment. …

      Apply Now
      More Apply Now

  5. Part Time Compliance Officer

    Posted 13/08/2024 by Dovetail Recruitment Ltd

    Salary:
    £30,000/annum
    Location:
    Ferndown, Dorset (151 miles)
    Job Type:
    Permanent

    Part Time Compliance Officer Job in Ferndown. Dovetail Recruitment are proud to be working with a well-established financial services company based in the Ferndown area. They are recruiting a new Part Time Compliance Officer appointment to join their team. The Part Time … more

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  6. Mortgage and Protection Adviser

    Posted 14/08/2024 by Rayner Personnel

    Salary:
    £28,000/annum OTE £70,000
    Location:
    Medway, Kent (129 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Mortgage & Protection Advisor - Medway, Kent*. Are you a mortgage & protection advisor with at least 1-2 years experience looking for a rewarding role in Medway? A thriving estate agency is seeking a talented Mortgage Advisor to join their dynamic … more

    Apply Now

  7. Employed Senior Mortgage & Protection Advisor-Gravesend,Kent

    Posted 13/08/2024 by Rayner Personnel

    Location:
    Gravesend, Kent (129 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Senior Mortgage Advisor - Gravesend, Kent*. Are you a mortgage & protection advisor with at least 2 years experience looking for a rewarding role in Gravesend? A thriving estate agency is seeking a talented Senior Mortgage Advisor to join their … more

    Apply Now

  8. Mortgage and Protection Advisor- Crawley, West Sussex

    Posted 14/08/2024 by Rayner Personnel

    Location:
    Crawley, West Sussex (135 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Mortgage & Protection Advisor - Crawley, West Sussex*. Are you a mortgage & protection advisor with at least 1-2 years experience looking for a rewarding role in Crawley? A thriving estate agency is seeking a talented Mortgage Advisor to join their … more

    Apply Now

  9. Mortgage and Protection Advisor- Purely, Greater London

    Posted 14/08/2024 by Rayner Personnel

    Salary:
    £28,000 - £28,001/annum OTE £70,000
    Location:
    Purely, London (135 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Mortgage & Protection Advisor - Purely, Greater London*. Are you a mortgage & protection advisor with at least 1-2 years experience looking for a rewarding role in Purely? A thriving estate agency is seeking a talented Mortgage Advisor to join their … more

    Apply Now

  10. Paraplanner – West Midlands - £45,000 plus benefits

    Posted 12/08/2024 by Ashdown Group

    Salary:
    £35,000 - £45,000/annum
    Location:
    Wolverhampton (49 miles)
    Job Type:
    Permanent

    The successful candidate will support Advisors and Directors by advising on financial planning factors and suitable plans / products. Duties will include inputting CFR documentation onto Salesforce, researching and analysing financial products, producing accurate IHT calculations and … more

    Apply Now

  11. Mortgage & Protection Advisor- Northampton

    Posted 2 days ago by Rayner Personnel

    Salary:
    £30,000 - £35,000/annum OTE of £70,000!
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    Ensure FCA compliance and maintain accurate documentation. *Requirements:*. Hold CeMap or industry equivalent qualification. 2 years+ of mortgage & protection advisory experience in an Estate Agency. Driven, motivated by success and results. Ambitious and self-motivated. Resilient, … more

    Apply Now

  12. Collections advisor

    Posted a week ago by Parkside

    Salary:
    £26,000 - £29,000/annum
    Location:
    MK8 0AB (65 miles)
    Job Type:
    Permanent

    A leading alternative finance provider is seeking a passionate and driven Collections Advisor to join their expanding team. This innovative company thrives on creating the impossible and is dedicated to exceptional customer service. About the Company. Established. Mission: To unlock … more

    Apply Now

  13. File Reviewer

    Posted 13/08/2024 by enable Recruitment

    Salary:
    £30,000 - £40,000/annum
    Location:
    Liverpool (81 miles)
    Job Type:
    Permanent

    Identify any potential compliance issues during file reviews and work with wider teams to implement resolutions. Assist with development of processes within the team, to ensure best practices moving forward. Provide feedback to both the financial advisers and support team, … more

    Apply Now

  14. Client Services Administrator

    Posted 4 days ago by Search

    Salary:
    £30,000 - £32,000/annum
    Location:
    Bristol (120 miles)
    Job Type:
    Permanent

    This is a great opportunity to join a dynamic team as a Client Services Administrator, where you'll play a vital role in delivering top tier services to clients and advisers. You'll manage a variety of tasks, from maintaining client files and processing financial transactions to liaising … more

    Apply Now

  16. Protection Advisor- Southampton

    Posted a week ago by Rayner Personnel

    Remote job
    Salary:
    £29,500 - £29,501/annum £70k OTE
    Location:
    Southampton (142 miles)
    Job Type:
    Permanent

    Protection Advisor -HYBRID WORKING. What is on offer. Competitive salary (£29,500 basic) OTE £70k. Uncapped commission. Hybrid working (3 days from home. Briliant commission structure Main responsibilities of this role. Attracting new clients and business, whilst being motivated to achieve … more

    Apply Now

  17. Mortgage and Protection Advisor

    Posted a week ago by Rayner Personnel

    Quick apply
    Salary:
    £30,000 - £40,000/annum
    Location:
    Livingston (224 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Livingston(EH54. My client is looking for a Qualified Mortgage and Protection Advisor to join them in their award winning team. What is on offer. Competitive salary (£30k-£40k basic) OTE £60k. Uncapped commission. Flexible working pattern. 75% of … more

  18. IFA Administrator

    Posted 15/08/2024 by Brilliantin Recruitment

    Quick apply
    Salary:
    £28,000 - £32,000/annum
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    Adherence to the firm's compliance manual and procedures for providing advice to clients. General Responsibilities. Compliance with the Financial Services and Markets Act 2000 and relevant FCA rules. Adherence to the firm's procedures relating to compliance, TCF, … more

  19. Legal Advisor

    Posted 12/08/2024 by Pembrook Resourcing

    Salary:
    £50,000 - £55,000/annum
    Location:
    Chelmsford, Essex (108 miles)
    Job Type:
    Permanent

    Legal Advisor. Pembrook Resourcing are currently seeking a Legal Advisor on behalf of their client, a well-known dealership group in the area. Responsibilities. Advise the business on all legal issues relating to agreements (supplier and customer), litigation, consumer complaints ( … more

    Apply Now

  20. Compliance Analyst

    Posted 09/08/2024 by Front Row Recruitment

    Salary:
    £35,000 - £40,000/annum Plus excellent benefits
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more

    Apply Now

  21. Operations Assistant

    Posted a week ago by Hooray

    Salary:
    £30,000 - £35,000/annum
    Location:
    Southam (80 miles)
    Job Type:
    Permanent

    Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more

    Apply Now

  22. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now

  23. Compliance Adviser

    Posted a week ago by Peoples Partnership

    Salary:
    £35,000 - £50,000/annum
    Location:
    Crawley, West Sussex (133 miles)
    Job Type:
    Permanent

    Compliance Adviser. About People's Partnership. At the heart of our not-for-profit organisation is a commitment and a motivation to make the future-saving experience a simple one for our members. We champion fairness and simplicity, not profit-chasing. Imagine a financial adventure … more

    Apply Now

  24. Compliance Officer

    Posted 13/08/2024 by Recruitment Solutions (Folkestone) Ltd

    Remote job
    Salary:
    £30,000 - £35,000/annum Benefits and Bonus
    Location:
    Warrington, Cheshire (66 miles)
    Job Type:
    Permanent

    A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective … more

    Apply Now

  25. Paraplanner

    Posted 07/08/2024 by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £40,000 - £47,000/annum Hybrid. Comprehensive Benefits
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    You will be providing paraplanning support for the advisers within the firm, helping them with giving the best financial advice to their clients. This includes preparing client suitability and annual review reports, ensuring they adhere to both FCA and firm guidelines. You will … more

    Apply Now

  26. HR Advisor

    Posted a week ago by The Talent Crowd

    Salary:
    £40,000/annum
    Location:
    Manchester (58 miles)
    Job Type:
    Permanent

    HR Advisor - Employee Relations specialist. Manchester City Centre. £40k plus amazing benefits. Hybrid. This an Amazing opportunity to join a brilliant City Centre business! Lots of scope to grown and develop in a growing business, which has a fantastic office, culture and Rewards. The HR < … more

    Apply Now

  27. Trainee Paraplanner

    Posted a week ago by Avanti Personnel Limited

    Salary:
    £25,000 - £27,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more

    Apply Now

  28. Account Manager - Insurance

    Posted 12/08/2024 by Wallace Hind Selection LTD

    Salary:
    £30,000 - £40,000/annum Pension + Financial Assistance with
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more

    Apply Now

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