Fca Compliance Advisor jobs

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  1. compliance Officer IFA firm

    Posted yesterday by Astral Recruitment

    Salary:
    £35,000 - £40,000/annum full benefits package
    Location:
    Liverpool, Merseyside (81 miles)
    Job Type:
    Permanent

    Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more

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  2. IFA Administrator

    Posted yesterday by Opus Perm

    Remote job
    Salary:
    £27,000 - £32,000/annum
    Location:
    Colchester, Essex (113 miles)
    Job Type:
    Permanent

    The Financial Services Administrator will be responsible for maintaining and organizing client and portfolio records, arranging client reviews, preparing necessary documentation, and ensuring compliance with regulations. This role involves direct communication with clients, financial more

    Apply Now