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Displaying 1-22 of 22 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted a week ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Analyst with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more
Posted 6 days ago by The Burford Recruitment Company Ltd
A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office. This is a significant role within the business and requires an accomplished individual with their CISI Level … more
Posted just now by mortgage maker ltd
We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more
Posted 5 hours ago by Dovetail Recruitment Ltd
Compliance Officer/Paraplanner – Financial Services. Location: Ferndown ( Hybrid options -1 day a week in the office. Hours: Part-Time – Flexible to Fit Around Family Life. Salary: £35,000 - £45,000 (Depending on experience. Reporting To: Senior Partner. About Us. Join a highly regarded … more
Posted 6 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 6 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 5 days ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted a week ago by Jonathan Lee Recruitment Ltd
Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more
Posted 5 days ago by enable Recruitment
Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more
Posted a week ago by MLT Recruitment Services
Client Support: Assist financial advisors in preparing for client meetings, including the production of reports, financial plans, and recommendations. Administration: Handle day-to-day administrative tasks such as managing client files, updating client records, and processing new business … more
Posted 5 days ago by Premier Jobs UK
As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more
Posted 4 days ago by Templegate recruitment
Recognised as one of the UK's top 100 Independent Financial Advisers, they have helped both clients and the company thrive through a personal approach to financial planning. The Ideal Candidate. The successful candidate will have experience working in the financial services industry, … more
Posted a week ago by Tate
Work with advisers, relationship managers and when required, independently, to construct and develop wealth planning strategies for business owners and wealthy individuals and families, covering a range of complexity. Ensure the strategies are documented in Wealth Proposals and … more
Posted 6 days ago by Recruit Wealth Ltd
You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more
Posted 4 days ago by Recruit Wealth Ltd
You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more
Posted a week ago by Deerfoot IT Resources Limited
In this pivotal role, you will be at the heart of our financial operations, ensuring our company's financial health, regulatory compliance, and strategic success in the investment industry. We are keen to see candidates from Wealth Management / Insurance background. Key Responsibilities. … more
Posted 4 days ago by Your Mortgage Recruiter
This is a great opportunity for either an established Mortgage Paraplanner, for an experienced Mortgage Administrator who is keen to work within a more technical position or possibly for an experienced Mortgage Advisor/Broker who is now keen to move away from an advice based role but that … more
Posted 5 days ago by Premier Jobs UK
This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing … more
Posted 4 days ago by Anonymous
Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more
Posted 6 days ago by North Oak Recruitment
Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more
Posted a week ago by Interaction Recruitment
As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more
Posted 6 days ago by Meridian Business Support
Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst in Salisbury working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more
