File Reviewer - Expiring soon!
Posted 13/08/2024 by enable Recruitment
If you are a detailed-orientated professional with a passion for financial planning and client service, we’d love to hear from you!
What you'll be doing:
- Carrying out in-depth reviews of client’s files in accordance with internal policies and regulatory requirements
- Identify any potential compliance issues during file reviews and work with wider teams to implement resolutions
- Assist with development of processes within the team, to ensure best practices moving forward
- Provide feedback to both the financial advisers and support team, assisting with process improvement and best practices
- Adhering to FCA requirements and Compliance Policies
What you need to apply:
- Solid understanding of regulatory requirements and compliance procedures
- Proficient with Microsoft Office Suite
- 3+ years industry experience within the wealth management sector
- CII Level 4 - Diploma in Regulated Financial Planning is preferred
- Strong knowledge of Pension Transfers & DB Transfers
- A basic salary of up to £40,000 dependent on experience and qualifications
- Social opportunities throughout the year
- Opportunity to work abroad
- Exam funding and support
- Progression opportunities into different areas of the business, depending on which way you see your career heading!
What next?
Hit apply or contact Dan directly!
[email protected]
- Type:
- Permanent
- Start Date:
- 12/08/2024
- Contract Length:
- N/A
- Contact Name:
- Login or register to view
- Telephone:
- Login or register to view
- Job Reference:
- BH-1700
- Job ID:
- 222155592
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