Compliance Operations Analyst

Posted 2 hours ago by Avencia Consulting Services

Location:
London

About us

Avencia Consulting are recruiting on behalf of a leading Specialty Reinsurer based in the City who are looking for a Compliance Operations Analyst to join on a permanent basis.

The role

We are seeking a motivated and ambitious Compliance Analyst to join our dynamic team at an exciting time in a growing organisation.


You'll carry out and deliver key compliance activities including regulatory reporting, Terms of Business Agreements (TOBAs), due diligence checks, and support regulatory approvals, among other responsibilities

Key accountabilities

  • Lead on TOBAs, including maintaining the TOBA register, and conducting continuous monitoring.
  • Lead on stage one due diligence enquiries received from third parties.
  • Coordinate key business stakeholders to ensure completion of Regulatory Returns.
  • Coordinate regulatory correspondence and actions.
  • Update and conduct reviews of our Conflicts of Interest log.
  • Review and completion of the Gifts and Hospitality log.
  • Support the production of key Compliance MI.
  • Support on the production of Board/Committee papers.
  • Coordinating and taking minutes taking at committee and other key meetings.
  • Support on regulatory approvals for UK & Belgium
  • Support compliance monitoring activities.
  • You'll lead on coordinating our Compliance training, as well as ensuring completion of the required Continuous Professional Development across the business.

Skills & experience

  • Degree in Law, Finance, Business, or related field.
  • Understanding of the regulatory requirements in the UK insurance industry.
  • Understanding of the FCA rulebooks.
  • Excellent analytical and problem-solving skills.
  • Effective communication and interpersonal skills.
  • Ability to work both independently and collaboratively in a fast-paced environment.
  • Attention to detail and a commitment to upholding ethical standards.
Type:
Permanent
Start Date:
ASAP
Contract Length:
N/A
Job Reference:
FID01115_1730381084
Job ID:
222575020

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