Compliance Officer
Posted 09/10/2024 by Recruit Wealth Ltd
- Salary:
- £45,000 - £55,000/annum
- Location:
- Harpenden, Hertfordshire (24 miles)
- Job Type:
- Permanent
To support the SMF16 and SMF17 functions. Responsible for ensuring that the company operates within the guidelines of the Financial Conduct Authority by implementing and overseeing compliance policies and procedures. To coordinate the training & competence requirements of the advisory staff … more
