Fca Compliance Advisor jobs in Chelmsford

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  1. Head of Compliance

    Posted a week ago by MERJE

    Salary:
    £100,000 - £120,000/annum Benefits
    Location:
    Chester (173 miles)
    Job Type:
    Permanent

    Head of Compliance (Hybrid. Reporting to: Chief Risk & Compliance Officer. Certified Function Role: Yes. Are you a senior compliance professional with a passion for leading and shaping the compliance culture of a dynamic financial services company. Our client is … more

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  2. T&C Supervisor / Compliance Support

    Posted a week ago by Premier Jobs UK

    Quick apply
    Salary:
    £30,000 - £35,000/annum plus comprehensive benefits
    Location:
    Blaby, Leicestershire (89 miles)
    Job Type:
    Permanent

    This T&C Supervisor / Compliance Support job in South Leicester provides opportunity to join a local Financial Services firm. As T&C Supervisor, you will be assisting their Senior Compliance Manager by providing training and competence support to their small team of Independent … more

  3. Mortgage and Protection Advisor

    Posted 5 days ago by mortgage maker ltd

    Salary:
    £30,000 - £70,000/annum
    Location:
    Sutton Coldfield, City and Borough of Birmingham (112 miles)
    Job Type:
    Permanent

    We currently have an exciting opportunity for a talented CEMAP qualified Mortgage Adviser, to join our team located in and around the North Birmingham area. Our partner estate agents boasts a professional team who are extremely efficient in referring buyers and vendors for mortgage … more

    Apply Now
  4. Sales Advisor

    Posted yesterday by Four Squared Recruitment Ltd

    Salary:
    £27,000 - £29,000/annum
    Location:
    Cirencester, Gloucestershire (104 miles)
    Job Type:
    Permanent

    Our client is looking for a dedicated Sales Advisor to join their team in Cirencester. This role will focus on retaining existing clients and upgrading their services by delivering exceptional customer care and expert service knowledge, all while ensuring full FCA compliance</ … more

    Apply Now
  5. Life Insurance Advisor

    Posted 14/10/2024 by Optimise Talent Ltd

    Salary:
    £30,000/annum OTE £60,000
    Location:
    Manchester, Greater Manchester (165 miles)
    Job Type:
    Permanent

    Life Insurance Advisor - Manchester - £30,000 OTE £60,000 (uncapped) - Monday to Friday hours – Early finish Fridays. Due to expansion we are looking for a Life Insurance Advisor / Protection Advisor for our leading Life Insurance brokerage based in Manchester! This is a … more

    Apply Now
  6. Customer Service Advisor

    Posted a week ago by First Recruitment Services

    Salary:
    £25,000/annum
    Location:
    RH15, Burgess Hill, West Sussex (59 miles)
    Job Type:
    Contract

    We are delighted to be partnered with our professional, reputable and established client as they seek to recruit a Customer Services Advisor on an initial contract of 9-12 months, to join their small and friendly team within their offices in Burgess Hill. This role is available due to … more

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  7. Customer Service Administrator

    Posted 5 hours ago by Travail Employment Group

    Salary:
    £25,000/annum
    Location:
    Burgess Hill, West Sussex (59 miles)
    Job Type:
    Contract

    A rare opportunity has arisen to join a well-established small Private Medical and Travel insurance business as a Customer Service Advisor to provide cover for a 9-month fixed term maternity contract from January 2025. Working as part of a small team, this blended customer service and … more

    Apply Now
  8. Protection Advisor

    Posted a week ago by Tall Grass Recruitment

    Salary:
    £30,000 - £40,000/annum Plus Bonus
    Location:
    Bolton, Greater Manchester (176 miles)
    Job Type:
    Permanent

    We are currently seeking a Protection Adviser to join our dynamic team. If you're passionate about providing exceptional customer service and thrive in a vibrant office environment, we want to hear from you. This is an office-based role, and you must be able to commute and have a full UK … more

    Apply Now
  9. Paraplanner

    Posted 08/10/2024 by enable Recruitment

    Salary:
    £40,000 - £50,000/annum
    Location:
    Birmingham (112 miles)
    Job Type:
    Permanent

    Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more

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  10. Financial Services Administrator

    Posted 6 days ago by Jobseekers Recruitment Services

    Salary:
    £23,000 - £25,000/annum
    Location:
    Taunton, Somerset (161 miles)
    Job Type:
    Permanent

    A great team to join, they are all trained by the MD and have been recognised as one of the top 100 financial advisors in the country. Key areas of responsibility and duties. Preparing Letters. Calling Providers. Maintaining client data on the CRM and informing Providers where appropriate. … more

    Apply Now
  11. Paraplanner

    Posted a week ago by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    Wrexham, Clwyd (172 miles)
    Job Type:
    Permanent

    Provide research and technical support to Advisors. Prepare suitability reports, illustrations, and financial documentation. Ensure all reports comply with FCA guidelines. Collaborate with the wider team to ensure smooth business processing. Stay updated on products and regulatory … more

    Apply Now
  12. Mortgage Broker

    Posted a week ago by Bennett and Game Recruitment LTD

    Remote job
    Salary:
    £40,000 - £50,000/annum 70% Commission - Self Employed
    Location:
    Welling, Kent (24 miles)
    Job Type:
    Permanent

    Bennett & Game are delighted to be representing a highly reputable and growing Mortgage Brokerage, with offices in Welling and London, as they recruit for Self Employed Mortgage Advisors, to join their growing team. Offering up to 70% commission with no deductions, remote working, and full … more

    Apply Now
  13. Mortgage Broker

    Posted 09/10/2024 by Bennett and Game Recruitment LTD

    Remote job
    Salary:
    £40,000 - £50,000/annum 70% Commission - Self Employed
    Location:
    Welling, Kent (24 miles)
    Job Type:
    Permanent

    Bennett & Game are delighted to be representing a highly reputable and growing Mortgage Brokerage, with offices in Welling and London, as they recruit for Self Employed Mortgage Advisors, to join their growing team. Offering up to 70% commission with no deductions, remote working, and full … more

    Apply Now
  14. Compliance Officer

    Posted 2 weeks ago by hireful

    Salary:
    £45,000/annum
    Location:
    Manchester (165 miles)
    Job Type:
    Permanent

    Do you have experience as a Compliance Officer in an insurance broker environment? Want to work for a well-rounded business advisory firm which will give you excellent exposure to a wide range of career enhancing skills. Look no further. As Compliance Officer, you'll work closely … more

    Apply Now
  15. Financial Services Administrator

    Posted 2 weeks ago by Tate

    Remote job
    Salary:
    £28,000 - £31,000/annum
    Location:
    Stansted, Essex (16 miles)
    Job Type:
    Permanent

    A Wealth Management firm based in Stansted is seeking an experienced Financial Services Administrator, paying up to £31,000 plus great benefits, to support their team of advisers and client managers. This is a really great opportunity for a candidate who comes from a financial background to … more

    Apply Now
  16. IFA Administrator

    Posted a week ago by Tate

    Remote job
    Salary:
    £28,000 - £31,000/annum
    Location:
    City of London, London (28 miles)
    Job Type:
    Permanent

    A Wealth Management firm based in Stansted is seeking an experienced IFA Administrator, paying up to £31,000 plus great benefits, to support their team of advisers and client managers. This is a really great opportunity for a candidate who comes from a financial background to work in a firm … more

    Apply Now
  17. Mortgage and Protection Supervisor

    Posted 6 days ago by James Frank Associates

    Quick apply
    Salary:
    £35,000 - £40,000/annum
    Location:
    West Malling, Kent (30 miles)
    Job Type:
    Permanent

    Due to company growth our client is looking to add a Mortgage and Protection Supervisor to the business, where you will be responsible for ensuring the highest levels of advice are given to clients, maintaining standards within the business and making sure regulatory and compliancemore

  18. Protection Advisor

    Posted 08/10/2024 by Hawk Brown Recruitment

    Salary:
    £30,000 - £34,000/annum
    Location:
    Farnborough, Hampshire (60 miles)
    Job Type:
    Permanent

    My client is seeking an experienced Advisor to provide professional protection advice and guidance following the Wealth Management sales process and within regulatory guidelines. To advise and arrange personal and business protection related products obtaining a full analysis of the clients … more

    Apply Now
  19. Aftersales Advisor

    Posted 04/10/2024 by V3 Recruitment

    Salary:
    £27,000 - £34,600/annum
    Location:
    SO30, Hedge End, Hampshire (95 miles)
    Job Type:
    Permanent

    We are now seeking talented Service Advisor to join our successful Aftersales team in Hedge End. The main objective of the role is to maximise service profitability through the use of professional sales techniques. Key Objectives of the role. Maximise customer awareness of all available … more

    Apply Now
  20. Compliance and Financial Crime Officer

    Posted 11/10/2024 by Ultimate Banking

    Location:
    NG18, Mansfield, Nottinghamshire (119 miles)
    Job Type:
    Permanent

    Our well-established financial services client are at the start of an exciting journey on the transformation agenda and are looking for a Compliance and Financial Crime Officer to join the Risk and Compliance Team. It's safe to say that no day is the same in the Risk and more

    Apply Now
  21. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (124 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now
  22. Client Engagement Executive

    Posted yesterday by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (115 miles)
    Job Type:
    Permanent

    Following communication scripts in accordance with FCA compliance. Identifying customer needs. Maintain professional relationships with all lead taking advisers ensuring a fair distribution. Maintaining accurate records of all customer conversations recording them against … more

    Apply Now
  23. Trainee Mortgage Advisor

    Posted 10/10/2024 by Rico Property Finance Ltd (T/A D&R Recruitment)

    Salary:
    £23,000 - £29,000/annum Benefits, Bonus
    Location:
    Cardiff, South Glamorgan (157 miles)
    Job Type:
    Permanent

    A leading and reputable finance company currently requires a Trainee Mortgage Advisor / Business Development Executive. It will train and develop you into a fully authorised Mortgage Broker, starting as an internal Business Development Executive, and moving into the position of Mortgage … more

    Apply Now
  24. Graduate Trainee Protection Insurance Advisor - In-House Academy Program

    Posted a week ago by Equal Education Partners

    Featured job
    Salary:
    £NEG
    Location:
    Swansea (189 miles)
    Job Type:
    Permanent

    Join our trusted partner client and embark on an exciting journey through their In-House Academy Program for Protection Insurance Advisors.. Position: Graduate Trainee Protection Insurance Adviser. Location: Swansea. Salary: Competitive, with opportunities for bonuses and financial … more

    Apply Now
  25. Financial Services Administrator (experienced)

    Posted 09/10/2024 by Service Service

    Salary:
    £26,000 - £28,000/annum See job description below
    Location:
    Rushbrooke, Suffolk (36 miles)
    Job Type:
    Permanent

    As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more

    Apply Now

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