Permanent Fca Compliance Advisor jobs

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  1. Paraplanner – West Midlands - £45,000 plus benefits

    Posted 12/08/2024 by Ashdown Group

    Salary:
    £35,000 - £45,000/annum
    Location:
    Wolverhampton (49 miles)
    Job Type:
    Permanent

    The successful candidate will support Advisors and Directors by advising on financial planning factors and suitable plans / products. Duties will include inputting CFR documentation onto Salesforce, researching and analysing financial products, producing accurate IHT calculations and … more

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  2. Mortgage & Protection Advisor- Northampton

    Posted 2 days ago by Rayner Personnel

    Salary:
    £30,000 - £35,000/annum OTE of £70,000!
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    Ensure FCA compliance and maintain accurate documentation. *Requirements:*. Hold CeMap or industry equivalent qualification. 2 years+ of mortgage & protection advisory experience in an Estate Agency. Driven, motivated by success and results. Ambitious and self-motivated. Resilient, … more

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  3. File Reviewer

    Posted 13/08/2024 by enable Recruitment

    Salary:
    £30,000 - £40,000/annum
    Location:
    Liverpool (81 miles)
    Job Type:
    Permanent

    Identify any potential compliance issues during file reviews and work with wider teams to implement resolutions. Assist with development of processes within the team, to ensure best practices moving forward. Provide feedback to both the financial advisers and support team, … more

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  4. IFA Administrator

    Posted 15/08/2024 by Brilliantin Recruitment

    Quick apply
    Salary:
    £28,000 - £32,000/annum
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    Adherence to the firm's compliance manual and procedures for providing advice to clients. General Responsibilities. Compliance with the Financial Services and Markets Act 2000 and relevant FCA rules. Adherence to the firm's procedures relating to compliance, TCF, … more

  5. Compliance Analyst

    Posted 09/08/2024 by Front Row Recruitment

    Salary:
    £35,000 - £40,000/annum Plus excellent benefits
    Location:
    Leeds, West Yorkshire (60 miles)
    Job Type:
    Permanent

    Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more

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  6. Operations Assistant

    Posted a week ago by Hooray

    Salary:
    £30,000 - £35,000/annum
    Location:
    Southam (80 miles)
    Job Type:
    Permanent

    Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more

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  7. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

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  8. Compliance Officer

    Posted 13/08/2024 by Recruitment Solutions (Folkestone) Ltd

    Remote job
    Salary:
    £30,000 - £35,000/annum Benefits and Bonus
    Location:
    Warrington, Cheshire (66 miles)
    Job Type:
    Permanent

    A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective more

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  9. Account Manager - Insurance

    Posted 12/08/2024 by Wallace Hind Selection LTD

    Salary:
    £30,000 - £40,000/annum Pension + Financial Assistance with
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more

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  10. We found 9 jobs outside your search area.

  11. Mortgage and Protection Advisor- Crawley, West Sussex

    Posted 14/08/2024 by Rayner Personnel

    Location:
    Crawley, West Sussex (135 miles)
    Job Type:
    Permanent

    *Exciting Opportunity: Mortgage & Protection Advisor - Crawley, West Sussex*. Are you a mortgage & protection advisor with at least 1-2 years experience looking for a rewarding role in Crawley? A thriving estate agency is seeking a talented Mortgage Advisor to join their … more

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  12. Client Services Administrator

    Posted 4 days ago by Search

    Salary:
    £30,000 - £32,000/annum
    Location:
    Bristol (120 miles)
    Job Type:
    Permanent

    This is a great opportunity to join a dynamic team as a Client Services Administrator, where you'll play a vital role in delivering top tier services to clients and advisers. You'll manage a variety of tasks, from maintaining client files and processing financial transactions to liaising … more

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  13. Mortgage and Protection Advisor

    Posted a week ago by Rayner Personnel

    Quick apply
    Salary:
    £30,000 - £40,000/annum
    Location:
    Livingston (224 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Livingston(EH54. My client is looking for a Qualified Mortgage and Protection Advisor to join them in their award winning team. What is on offer. Competitive salary (£30k-£40k basic) OTE £60k. Uncapped commission. Flexible working pattern. 75% of … more

  14. Compliance Adviser

    Posted a week ago by Peoples Partnership

    Salary:
    £35,000 - £50,000/annum
    Location:
    Crawley, West Sussex (133 miles)
    Job Type:
    Permanent

    Compliance Adviser. About People's Partnership. At the heart of our not-for-profit organisation is a commitment and a motivation to make the future-saving experience a simple one for our members. We champion fairness and simplicity, not profit-chasing. Imagine a financial adventure … more

    Apply Now
  15. Paraplanner

    Posted a week ago by Avanti Personnel Limited

    Salary:
    £28,000 - £32,000/annum
    Location:
    Darlington, County Durham (109 miles)
    Job Type:
    Permanent

    Working in collaboration with Financial Advisers, admin and other colleagues, the successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and maintaining client records. This superb opportunity will … more

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  16. Self-Employed IFA

    Posted 14/08/2024 by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  17. Self-employed Independent Financial Advisor

    Posted 14/08/2024 by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  18. Self-employed Independent Financial Adviser

    Posted 14/08/2024 by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  19. Financial Advisor

    Posted 3 days ago by NFU Mutual

    Featured job
    Location:
    Aberdeen, Aberdeen City (291 miles)
    Job Type:
    Permanent

    Financial Advisor. Aberdeen. Competitive Basic Salary with £100,000 OTE, Car and benefits. Providing holistic financial planning advice to existing NFU Mutual customers. Partnering with a local Agency of NFU Mutual and developing relationships with their customers. Field based position with … more

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